The following 1432 tools are listed based on Content Data.
Checklists & Questionnaires
Healthcare Management Planning Risk Assessment Questionnaire
Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Mon, Nov 4, 2019
Checklists & Questionnaires
Human Resources Internal Controls Questionnaire
This questionnaire can be used as a checklist of the basic controls for Sections 302 and 404 of the Sarbanes-Oxley Act. This tool focuses on the human resources function and its associa...
Subscriber Content
Mon, Nov 4, 2019
Risk & Control Matrices - RCMs
Manage Base and Variable Compensation: Equity Compensation R…
This document outlines risks and controls common to the equity compensation aspect of the ‘‘manage base and variable compensation’’ process.
Subscriber Content
Mon, Nov 4, 2019
Audit Reports
Privacy and Data Sensitivity Audit Report
This audit report focuses on the process of ensuring that effective controls are in place for the handling of sensitive data.
Subscriber Content
Mon, Oct 14, 2019
Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity continuum and gap analysis to illustrate the status of compliance.
Subscriber Content
Mon, Oct 7, 2019
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of Labor.
Subscriber Content
Mon, Sep 30, 2019
Risk & Control Matrices - RCMs
Disclosure Procedures: Legal Reserves RCM
This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedures process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 30, 2019
Risk & Control Matrices - RCMs
Purchase Materials and Supplies: Monitor Contract Spend RCM
This document outlines risks and controls common to monitoring contract spend during the “purchase materials and supplies” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 23, 2019
Audit Reports
Billing and Credit Memo Process Review Audit Report
This sample audit report focuses on the customer billing and credit processes for invoices and credit memos.
Subscriber Content
Mon, Sep 23, 2019
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Repo…
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to external parties” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 16, 2019
Checklists & Questionnaires
Financial Reporting Process Questionnaire: Consolidation Sys…
This sample questionnaire focuses on the financial reporting process within a consolidation system.
Subscriber Content
Mon, Sep 9, 2019
Risk & Control Matrices - RCMs
Manage Service Contracts: Monitoring Existing Contracts RCM
This document outlines risks and controls common to the “monitoring existing contracts” aspect of the “manage service contracts” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Sep 9, 2019