The following 1434 tools are listed based on Content Data.
Risk & Control Matrices - RCMs
Select and Manage Suppliers RCM
This document outlines risks and controls common to the “select and manage suppliers” process in a risk control matrix (RCM) format.
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires
Business Ethics Questionnaire
This questionnaire is designed to help risk management professionals determine how well their companies are addressing business ethics risks and programs.
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires
Anti-Fraud Program Evaluation Questionnaire
This document focuses on key questions for board members and management when evaluating an organization's anti-fraud program.
Subscriber Content
Mon, Apr 8, 2019
Audit Reports
Sales Compensation Process Audit Report
This sample audit report summarizes an internal audit review of an organization's sales compensation process. The report includes an executive summary, background statistics, benchmarki...
Subscriber Content
Mon, Apr 1, 2019
Checklists & Questionnaires
Process Integration Checklist
This checklist can be used to facilitate the division of a merging company’s subsidiaries and to evaluate the divisions’ duplicate processes.
Subscriber Content
Mon, Apr 1, 2019
Risk & Control Matrices - RCMs
Manual Journal Entries RCM
This document outlines risks and controls common to the “manual journal entries” process in a risk control matrix format.
Subscriber Content
Mon, Apr 1, 2019
Risk & Control Matrices - RCMs
Manage Inventories RCM
This document outlines risks and controls common to the “manage inventories” process in a risk control matrix format.
Subscriber Content
Mon, Mar 25, 2019
Requests for Proposals - RFPs
Request for Proposal: Systems Audit Work
This request for proposal (RFP) is designed for organizations seeking outsourced systems audit work, and is less formal than most proposal requests.
Subscriber Content
Mon, Mar 25, 2019
Process Flows
HR Compliance Process Flow
This flowchart defines the steps an organization can take to implement an HR compliance process.
Subscriber Content
Mon, Mar 18, 2019
Requests for Proposals - RFPs
Request for Proposal: Assess Internal Audit Coverage of Bank…
This request for proposal is designed for organizations seeking service providers to evaluate their internal audit approach and regulated banking subsidiaries.
Subscriber Content
Mon, Mar 18, 2019
Checklists & Questionnaires
Accounts Payable System Functional Requirements Checklist
This tool highlights points to consider when rating the priority of an organization’s accounts payable system functional requirements.
Subscriber Content
Mon, Mar 18, 2019
Risk & Control Matrices - RCMs
Purchase Materials and Supplies: Purchase Orders RCM
This document outlines risks and controls common to the purchase order (PO) aspect of the “purchase materials and supplies” process in a risk control matrix format.
Subscriber Content
Mon, Mar 11, 2019