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Guides

KnowledgeLeader's guides can be used as development tools for managing risk, conducting internal audits and leading an internal audit department. They provide innovative auditing techniques, processes and procedures, audit plans, training, and more.

The following 101 tools are listed based on Content Data.
Guides

Sarbanes-Oxley Section 404 Compliance Guide

Organizations can use this document as a guide for establishing their framework and standard policy for compliance with Section 404 of the Sarbanes-Oxley Act.
Mon, Mar 4, 2024
Guides

Audit Ratings Guide

This tool contains two sample guides that can be used for identifying opportunities to further enhance and improve areas such as internal controls, operations and accounting.
Mon, Mar 4, 2024
Guides

Project Management Office (PMO) Interim Status Reporting Gui…

Outline your organization’s interim status reporting procedures and define its reporting dates and tools with this guide.
Mon, Feb 26, 2024
Guides

Fraud Detection Guide

This tool includes three guides that provide standards and steps organizations can use for effective fraud detection.
Mon, Feb 26, 2024
Guides

Self-Assessment Sample Session Guide

This self-assessment session guide investigates possible process improvements for the foreign exchange (FX) process.
Mon, Feb 19, 2024
Guides

Interview Essentials Guide

This tool contains two guides management can use to understand the essential components of the interview process and to prepare to conduct an interview.
Mon, Feb 19, 2024
Guides

Inventory Management Training Guide

This guide focuses on the inventory management process, including quick facts on inventory, policies and procedures for inventory valuation and cycle count, performance measures, a samp...
Mon, Feb 12, 2024
Guides

Work Program Guide

This tool contains two guides that outline sample work program fieldwork and administrative steps for a typical audit procedure.
Mon, Feb 12, 2024
Guides

Control Testing Responsibility Guide

This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Mon, Feb 5, 2024
Guides

Sarbanes-Oxley Section 404: Guidance for Documenting Test Re…

This guide outlines steps to complete when documenting SOX Section 404 test results.
Mon, Jan 29, 2024
Guides

Sarbanes-Oxley Section 404 Committee Guide: Description and…

This guide provides a detailed overview of the Sarbanes-Oxley Section 404 compliance steering committee's composition, function and operating style. It also includes the interrelationsh...
Mon, Jan 22, 2024
Guides

Sarbanes-Oxley Compliance Committee Structure Guide

This guide discusses the duties, composition, structure and interrelationships of the disclosure committee that needs to be formed to facilitate SOX compliance.
Mon, Jan 22, 2024