The following 207 tools are listed based on Content Data.
Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICFR) during management’s assessment.
Subscriber Content
Mon, Dec 7, 2020
Checklists & Questionnaires
Compliance Efficiencies Questionnaire
This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk management.
Subscriber Content
Mon, Nov 30, 2020
Checklists & Questionnaires
Risk Management Executive Committee Questionnaire
This tool contains questions to consider for improving an organization’s risk management capabilities by evaluating its risk management executive committee (RMEC).
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires
Project Management Office (PMO) Strength Questionnaire
This tool provides cost-effective project management questions to consider for examining and enhancing an organization’s Sarbanes-Oxley (SOX) compliance.
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Q…
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires
Identity Management Tool Questionnaire
The questions provided in this tool can help organizations manage their security and privacy concerns specific to identity management.
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires
Risk Control Specialists Questionnaire
This tool integrates risk control specialist questions to consider for measuring and improving an organization’s Sarbanes-Oxley compliance process.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Vendor Assessment Questionnaire
This tool offers vendor assessment report questions to consider for enhancing outsourced operations common to Sarbanes-Oxley (SOX) compliance.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Process-Based Self-Assessment Request Questionnaire
This tool contains questions and best practices to consider when implementing and/or evaluating an organization’s process-based self-assessment program.
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires
Process Owner Accountability Questionnaire
This tool provides an overview and description of process owner accountability and responsibility for testing operational effectiveness. It also includes a list of diagnostic questions ...
Subscriber Content
Mon, Oct 19, 2020
Checklists & Questionnaires
Effective Internal Controls Over Financial Reporting (ICFR)…
This tool outlines best practices and questions to consider when documenting the summary and results of ICFR testing.
Subscriber Content
Mon, Oct 19, 2020
Checklists & Questionnaires
Enterprise Risk Management (ERM) Results Questionnaire
This tool highlights best practices and questions to consider when evaluating an organization’s risk assessment process and the development of ERM summary reports.
Subscriber Content
Mon, Oct 12, 2020