This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...

This article describes the growing compliance obligations for financial services firms and identifies five key strategie...

This article explores the Current Expected Credit Loss (CECL) accounting standard updates and introduces the AICPA’s Pra...

This tool contains two sample policies that establish standards and procedures for disbursing an organization's funds by...

This capability maturity model can be used to measure the maturity of an organization’s financial close process and to a...

This article reviews the anticipated changes proposed by the SEC and revised standards implemented by the Financial Repo...

This article takes a look at the current and emerging risks facing finance firms as of last year, based on the OCC recen...

This article describes the scope of finance firms’ compliance obligations with operational resilience and provides addit...

This sample contains two policies that establish guidelines and procedures organizations should follow during the receiv...

The questions included in this control self-assessment questionnaire can be used to evaluate an organization’s business ...

This article describes the four stages of change management and offers suggestions on how finance leaders can promote a ...

This tool contains two sample policies that establish guidelines for the formulation, finalization and maintenance of an...