Audit Committee & Board

The following 530 items are listed by Content Data.

Process Flows

Income Tax Process Flow

This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance a...
Subscriber Content
Mon, Aug 20, 2018
Newsletters

Corporate Culture: Are You Curious Enough?

In issue 12 of The Bulletin, Protiviti explores the question, “Are organizations curious enough to really understand all...
Subscriber Content
Mon, Jul 30, 2018
Checklists & Questionnaires

Hazard Assessment Checklist and Corrective Action Report

This tool provides questions to consider while conducting periodic hazard assessments.
Subscriber Content
Mon, Jul 16, 2018
Newsletters

Oversight of Organizational Speed in the Digital Age

This issue explores 10 ideas on managing to the speed of business and its implications to board oversight.
Subscriber Content
Mon, Jul 2, 2018
Internal Audit CPE Courses

IIA Standards and the Audit Committee (KLplus CPE Course)

This course provides an overview of the International Standards for the Professional Practice of Internal Auditing and t...
Mon, Jun 18, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Mon, Jun 11, 2018
Protiviti Booklets

Internal Auditing Around the World: Volume 14

In Volume XIV of Protiviti’s Internal Auditing Around the World, we take a closer look at internal auditors’ challenges ...
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Test Documentation Validation Checklist

This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing mat...
Subscriber Content
Mon, Jun 4, 2018
Newsletters

The Relevance of Sustainability Performance to Board Risk Oversight

The pursuit of aggressive environmental, economic and social sustainability goals presents both opportunity and risk. Th...
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review Customer Interview Questions

The questions included in this document can be used to perform a quality assurance review (QAR) of an internal audit dep...
Subscriber Content
Mon, May 28, 2018
Blog

Five Keys to Managing Relations With the Board of Directors

For directors to make meaningful contributions in their oversight of management, they need to understand th...
Thu, Apr 12, 2018
Newsletters

A Risk-Informed Approach to Enterprise Risk Management

In this latest installment of The Bulletin, we explore the ERM topic once again — this time examining how a “risk-inform...
Subscriber Content
Mon, Apr 2, 2018