Audit Planning

The following 99 items are listed by Content Data.

Internal Audit CPE Courses

The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)

In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Mon, Nov 7, 2022
Checklists & Questionnaires

Audit Project Checklist

Use this safety audit checklist to protect your employees and create a safer work environment.
Subscriber Content
Mon, Jul 11, 2022
Benchmarking Tools

Audit Data Analytics Leading Practices

Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Subscriber Content
Mon, Jul 4, 2022
Checklists & Questionnaires

Site Planning and Review Checklist

This sample checklist serves as a working document that can be used by auditors to determine whether all site visit task...
Subscriber Content
Mon, Nov 8, 2021
Benchmarking Tools

Agile Audit Leading Practices

The agile methodologies and leading practices included in this tool can be used to measure and enhance your organization...
Subscriber Content
Mon, Sep 20, 2021
Articles

CFPB Ready for Heightened Enforcement

How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content
Mon, Aug 2, 2021
Articles

The Three C’s of a Quality Cloud Audit

This article outlines Protiviti's comprehensive cloud audit approach, which is based on leading practices and frameworks...
Subscriber Content
Mon, Jul 5, 2021
Job Descriptions

Sarbanes-Oxley (SOX) Coordinator Job Description

This job description sample outlines the responsibilities, key selection criteria and general information for the role o...
Subscriber Content
Mon, Jun 14, 2021
Audit Reports

Sarbanes-Oxley Section 404 Status Report

This document includes two sample reports that can be used to communicate the results of a Sarbanes-Oxley Section 404 re...
Subscriber Content
Mon, Dec 14, 2020
Audit Reports

Risk Assessment Audit Report

Audit departments should follow this audit risk assessment report to identify key points, enablers and organizational ri...
Subscriber Content
Mon, Nov 9, 2020
Newsletters

Going Digital: The Future Auditor in Action

This issue of The Bulletin offers a compendium of some of the best practices obtained from mining the respective journey...
Subscriber Content
Mon, Nov 2, 2020
Protiviti Booklets

Internal Auditing Around the World: Volume 16

The future auditor has arrived. It’s a bold statement — and it’s true. The new edition of Internal Auditing Around the W...
Subscriber Content
Mon, Oct 19, 2020