Audit Planning

The following 109 items are listed by Content Data.

Checklists & Questionnaires

Audit Planning and Scoping Checklist

This audit planning checklist helps plan the nature, timing and extent of work on an individual audit assignment where t...
Subscriber Content
Mon, Mar 13, 2017
Memos

Internal Audit Risk Assessment Announcement Memo

This sample letter from the internal audit director informs all participants of a company-wide internal audit risk asses...
Subscriber Content
Mon, Oct 17, 2016
Newsletters

Is Internal Audit Meeting Expectations?

This issue of Board Perspectives outlines six imperatives for internal audit from the CBOK study based on feedback from ...
Subscriber Content
Mon, Aug 15, 2016
Memos

Internal Audit Engagement Memo

This internal audit engagement memo informs an auditee of an upcoming audit and includes the objectives of the audit, pr...
Subscriber Content
Mon, Aug 8, 2016
Memos

Internal Audit Project Administration Memo

This memo documents a company’s approach to administering and supervising internal audit work completed by department pe...
Subscriber Content
Mon, Jul 18, 2016
Memos

Remote Locations Audit Planning Memo

This memo outlines an organization's remote location audit approach.
Subscriber Content
Mon, May 9, 2016
Memos

Management Response to Internal Audit Reports Memo

This memo outlines specifics to consider when drafting management responses to audit observations.
Subscriber Content
Mon, Mar 28, 2016
Memos

Procurement Card Internal Audit Planning Memo

This procurement card internal audit planning memorandum documents the audit approach and scope.
Subscriber Content
Mon, Aug 10, 2015
Newsletters

The Future Auditor: The Chief Audit Executive’s Endgame

This issue of The Bulletin provides observations regarding our view of the future auditor and their implications for int...
Subscriber Content
Mon, Apr 14, 2014
Process Flows

Self-Assessment Process Flow – High-Level Overview

This sample process slow provides a high-level overview of the control self-assessment process, focusing on identifying ...
Subscriber Content
Mon, Mar 10, 2014
Newsletters

Integrating Risk with Business Planning

This issue of Board Perspectives: Risk Oversight illustrates how risk should be integrated into the annual business plan...
Subscriber Content
Mon, Mar 11, 2013
Newsletters

Assessing Risk: A Strategic Perspective

Get insights on developing a strategic risk management plan to reduce operational risks.
Subscriber Content
Mon, Apr 9, 2012