The following 164 items are listed by Content Data.
Policies & Procedures
Corporate Governance Policy: Relationship With Internal Auditors
This sample policy establishes reporting relationships for the internal auditors of a company.
Subscriber Content
Blog
Maximizing Efficiency: Best Practices for Effective Audit Project Management
Audit Testing Needs Project ManagementFor finance and audit professionals, project management is a core req...
Guides
Forecasting in Lean Times Guide
In this tool, we provide an outline that can be used to help ensure accurate and efficient forecasting in lean times.
Subscriber Content
Policies & Procedures
Baseline Report Testing Policy
The purpose of this policy is to document which reports are designated as key financial reports and determine whether th...
Subscriber Content
Policies & Procedures
Background Checks and Confidentiality Policy: Contractors
This policy outlines procedures for extending background checks to temporary personnel and independent contractors.
Subscriber Content
Policies & Procedures
Background Checks Policy
The following sample outlines a set of policies and procedures for background checks.
Subscriber Content
Articles
Audit and Non-Audit Fees of the S&P 500
Analyze audit and non‑audit fee trends across the S&P 500, with insights into auditor economics, independence and re...
Subscriber Content
Methodologies & Models
Internal Audit Capability Maturity Model (CMM)
Measure the maturity of your organization’s internal audit function and move it toward the optimized state with this cap...
Subscriber Content
Blog
How to Produce a High-Quality Audit Report
Responsible companies need to maintain the critical attributes of accountability, consistency and transpare...
Internal Audit CPE Courses
The Next Generation Internal Audit Journey - High-Impact Reporting (KLplus CPE Course)
In this course, we will follow a principle-based approach to address the roadblocks in achieving high-impact reporting a...
Articles
Twenty-Year Review of Audit & Non-Audit Fee Trends Report
Review 20 years of audit and non‑audit fee trends to understand audit risk, auditor independence, and how fee patterns r...
Subscriber Content
Process Flows
Time Reporting Process Flow
This sample process flow can be used as a general guide to understanding and reviewing the steps in an organization’s ti...
Subscriber Content