The following 180 items are listed by Content Data.
Methodologies & Models
Internal Audit Capability Maturity Model (CMM)
Measure the maturity of your organization’s internal audit function and move it toward the optimized state with this cap...
Subscriber Content
Articles
Sanctions Enforcement: A New Era
Prepare for tougher compliance strategies as sanctions enforcement enters a new era, with insights on evolving U.S., EU ...
Subscriber Content
Methodologies & Models
Six Elements of Infrastructure for Data Analytics
This sample document includes the six elements of infrastructure for an organization's data analytics process.
Subscriber Content
Audit Programs
Intellectual Property Network Audit Work Program
In this work program sample, we outline general best-practice steps for the intellectual property network audit process.
Subscriber Content
Checklists & Questionnaires
Audit Project Checklist
Use this safety audit checklist to protect your employees and create a safer work environment.
Subscriber Content
Benchmarking Tools
Audit Data Analytics Leading Practices
Organizations can use the leading practices included in this tool to build their internal audit function’s analytics pro...
Subscriber Content
Checklists & Questionnaires
Control Deficiency Assessment Questionnaire
This questionnaire serves as a guide to determining the severity of deficiencies cited during the internal control testi...
Subscriber Content
Checklists & Questionnaires
Audit Work Paper Quality Review Checklist
This tool provides questions and preparation techniques to consider when reviewing the quality of audit work papers.
Subscriber Content
Methodologies & Models
Identity Access Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s identity access management proce...
Subscriber Content
Policies & Procedures
Systems Audit Logging and Monitoring Policy
This sample policy is designed to help organizations define and comply with system audit logging and monitoring requirem...
Subscriber Content
Audit Programs
Corporate Actions Audit Work Program
In this work program sample, we highlight general best-practice steps for the corporate actions audit process.
Subscriber Content
Audit Programs
Capital Raise Audit Work Program
In this work program sample, we highlight general best-practice steps for the capital raise audit process.
Subscriber Content