The following 319 items are listed by Content Data.
Articles
The SEC Focuses on Climate Change in Latest Round of Comment Letters
Audit Analytics looks at the latest round of the U.S. Securities and Exchange Commission's climate-change-related commen...
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Articles
Trends in 2020 Canadian KAMs
Audit Analytics examines the trends and risks of the 2020 Canadian key audit matters and provides insight into the amoun...
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Benchmarking Tools
Process Accounts Receivable, Credit and Collections Key Performance Indicators (KPIs)
This benchmarking tool contains key performance measures an organization should consider when processing accounts receiv...
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Memos
Treasury Operations Scoping Memo
The purpose of this sample memo is to outline the scope, objectives, planned work and general timing of a treasury opera...
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Audit Programs
Corporate Actions Audit Work Program
In this work program sample, we highlight general best-practice steps for the corporate actions audit process.
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Audit Programs
Capital Raise Audit Work Program
In this work program sample, we highlight general best-practice steps for the capital raise audit process.
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Policies & Procedures
Invoice Approval Policy
This policy sample contains guidelines and procedures employees should follow when using invoice approval forms.
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Benchmarking Tools
Currency Risk Key Performance Indicators (KPIs)
This tool outlines leading practices and questions that can be used by organizations to identify and assess the impact o...
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Checklists & Questionnaires
Capital Expenditure and Fixed Asset Process Questionnaire
This tool contains questions that can be used by auditors to evaluate an organization’s capital expenditures and fixed a...
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Benchmarking Tools
Financial Instrument Risk Key Performance Indicators (KPIs)
This tool contains business risks and questions organizations should address when handling their financial instruments.
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Benchmarking Tools
Collateral Risk Key Performance Indicators (KPIs)
This tool defines collateral risk, shares leading practices to mitigate collateral risk and provides questions to consid...
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Benchmarking Tools
Settlement Risk Key Performance Indicators (KPIs)
This tool discusses the meaning of settlement risk, outlines business risks related to settlement, and shares performanc...
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