The following 459 items are listed by Content Data.
Articles
Changes to UK Listing Rules
Audit Analytics examines the Financial Conduct Authority’s revised United Kingdom listing rules, aiming to enhance marke...
Subscriber Content
Articles
A Guide to the EU AI Act: Regulations, Compliance and Best Practices
How organizations can ensure compliance with the EU AI Act and manage artificial intelligence systems effectively.
Subscriber Content
Blog
Sample Methodologies and Models Available on KnowledgeLeader
Methodologies and models are designed for measuring and improving business processes. These sample methodol...
Audit Programs
Electronic Signature (E-Sign) Audit Work Program
Assess documented policies and procedures, review the IT infrastructure supporting the e-signature process, and ensure d...
Subscriber Content
Audit Programs
U.S. Domestic Income and Property Tax Review Audit Work Program
Identify and mitigate risks associated with income and property tax compliance, accounting functions and the use of info...
Subscriber Content
Policies & Procedures
Sexual Harassment Policy
This tool contains two policies that establish guidelines and standards for dealing with sexual harassment in an organiz...
Subscriber Content
Newsletters
Board Risk Reporting in Disruptive Times
How boards can ensure an ongoing review of progress, actionable insights and strategic foresight for improved decision-m...
Subscriber Content
Articles
Sanctions and Export Controls: The Current and Future Landscape for Global Financial Institutions
Navigate the evolving landscape of sanctions compliance for financial institutions in 2025 with our expert insights and ...
Subscriber Content
Audit Programs
Pricing and Discounts Audit Work Program
Ensure that your pricing and discount controls align with strategic objectives, review modification processes, and asses...
Subscriber Content
Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
Identify potential FCPA risks and inefficiencies, conduct thorough compliance tests, and provide recommendations for imp...
Subscriber Content
Articles
Top Compliance Challenges Facing the Technology Industry in 2025
Protiviti analyzes the top compliance challenges for technology companies in 2025 and recommends steps to turn regulator...
Subscriber Content
Newsletters
The Compliance Playbook: Navigating the Financial Services Industry’s Compliance Priorities in 2025
Stay ahead of the curve with insights on financial risk compliance and emerging technology risks from Protiviti's latest...
Subscriber Content