Compliance

The following 535 items are listed by Content Data.

Newsletters

Ten Questions to Increase Your Strategic Impact as a Board Member

This issue of Board Perspectives spotlights an NACD Master Class discussion about how boards should periodically self-as...
Subscriber Content
Mon, Sep 2, 2024

Accounts Payable and Purchasing Best Practices

Improving your company's accounts payable and purchasing process may not necessarily make the headlines, bu...
Mon, Aug 26, 2024
Articles

U.S. Supreme Court Reshapes the Regulatory Landscape

Assess how the U.S. Supreme Court is reshaping the regulatory landscape through key law decisions and evaluate complianc...
Subscriber Content
Mon, Aug 12, 2024
Blog

Topic Spotlight: Sarbanes-Oxley Act

The Sarbanes-Oxley Act (SOX) sets a high bar for publicly traded companies, demanding rigorous standar...
Mon, Jul 15, 2024
Articles

The SEC’s Crypto Conundrum: Approving Ethereum ETFs in a Web of Regulation

Navigate the SEC’s crypto conundrum on Ethereum ETF approvals and assess regulatory uncertainty, compliance impact and e...
Subscriber Content
Mon, Jul 15, 2024
Articles

Crypto and the Travel Rule: What’s Going On?

Decode the latest updates on crypto regulation and the travel rule and address compliance challenges, transaction transp...
Subscriber Content
Mon, Jul 15, 2024
Guides

Sarbanes-Oxley 404 IT Testing Methodology

Use the high-level diagram in this guide to test your company’s Sarbanes-Oxley Section 404 IT general control set.
Subscriber Content
Mon, Jul 15, 2024
Articles

Value Chain Mapping for Risk Transformation in Australia’s New Regulatory Environment

Map value chains within Australia’s evolving regulatory environment and align risk transformation, strengthen compliance...
Subscriber Content
Mon, Jul 8, 2024
Blog

The COSO Framework: What It Is and How to Use It

COSO, or the Committee of Sponsoring Organizations of the Treadway Commission, is a committee composed of r...
Mon, Jul 1, 2024
Benchmarking Tools

Manage Legal and Ethical Issues Key Performance Measures (KPIs)

This tool contains two examples of how to standardize key performance measures for managing and understanding an organiz...
Subscriber Content
Mon, Jun 10, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024
Audit Programs

Drug-Free Workplace and Workforce Audit Work Program

The purpose of this work program is to provide the general steps used to perform a drug-free workplace and workforce aud...
Subscriber Content
Mon, Jun 3, 2024