Compliance

The following 479 items are listed by Content Data.

Articles

SPAC Popularity Continues to Grow

Audit Analytics examines 2020’s unprecedented rise in special purpose acquisition company (SPAC) initial public offering...
Subscriber Content
Mon, Feb 22, 2021
Policies & Procedures

Authorization to Use or Disclose PHI: HIPAA Policy

This sample policy outlines procedures organizations should follow common to proper use or disclosure of protected healt...
Subscriber Content
Mon, Feb 15, 2021
Policies & Procedures

IT Auditing and Logging Standard Policy

The purpose of this auditing and logging standard is to ensure that all company systems are auditable and that proper pr...
Subscriber Content
Mon, Feb 8, 2021
Checklists & Questionnaires

Evaluation of Control Deficiencies Questionnaire

This sample questionnaire can be used by auditors to efficiently assess and classify an organization’s control deficienc...
Subscriber Content
Mon, Dec 14, 2020
Checklists & Questionnaires

Compliance Efficiencies Questionnaire

This tool contains technology-based questions to consider for evaluating and improving an organization’s enterprise risk...
Subscriber Content
Mon, Nov 30, 2020
Policies & Procedures

HIPAA PHI Policy

Simplify HIPAA compliance, reduce risks and foster a culture of security within your organization by assessing and defin...
Subscriber Content
Mon, Nov 30, 2020
Checklists & Questionnaires

Risk Management Executive Committee Questionnaire

This tool contains questions to consider for improving an organization’s risk management capabilities by evaluating its ...
Subscriber Content
Mon, Nov 16, 2020
Checklists & Questionnaires

Identity Management Tool Questionnaire

The questions provided in this tool can help organizations manage their security and privacy concerns specific to identi...
Subscriber Content
Mon, Nov 9, 2020
Checklists & Questionnaires

Risk Control Specialists Questionnaire

This tool integrates risk control specialist questions to consider for measuring and improving an organization’s Sarbane...
Subscriber Content
Mon, Nov 2, 2020
Checklists & Questionnaires

Process Owner Accountability Questionnaire

This tool provides an overview and description of process owner accountability and responsibility for testing operationa...
Subscriber Content
Mon, Oct 19, 2020
Checklists & Questionnaires

Risk Tracking and Exception Reporting Questionnaire

This tool highlights questions organizations should consider for efficiently tracking reports and reporting exceptions.
Subscriber Content
Mon, Oct 5, 2020
Checklists & Questionnaires

Internal Controls Over Financial Reporting (ICFR) Deficiencies Questionnaire

This tool highlights questions to consider for understanding and assessing internal control over financial reporting (IC...
Subscriber Content
Mon, Oct 5, 2020