Compliance

The following 457 items are listed by Content Data.

Methodologies & Models

Six Elements of Infrastructure

This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...
Subscriber Content
Mon, Feb 3, 2020
Blog

How to Keep Your Organization’s Policies Up to Date

Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Wed, Jan 15, 2020
Audit Reports

IT Compliance Review Report

This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Mon, Jan 13, 2020
Audit Reports

Integrated Audit Committee Plan Report

This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
Subscriber Content
Mon, Jan 6, 2020
Blog

In The Spotlight: Your Accounts Payable Process

The accounts payable process is all about how a company pays its bills. For most companies, accounts p...
Thu, Jan 2, 2020
Risk & Control Matrices - RCMs

Provide Financial Information to External Parties: 10-K Preparation RCM

This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...
Subscriber Content
Mon, Dec 9, 2019
Audit Reports

Privacy and Data Sensitivity Audit Report

This audit report focuses on the process of ensuring that effective controls are in place for the handling of sensitive ...
Subscriber Content
Mon, Oct 14, 2019
Audit Reports

Privacy Compliance Program Review Audit Report

This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
Subscriber Content
Mon, Oct 7, 2019
Audit Reports

Education Grant Compliance Review Report

This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Mon, Sep 30, 2019
Risk & Control Matrices - RCMs

Disclosure Procedures: Legal Reserves RCM

This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedu...
Subscriber Content
Mon, Sep 30, 2019
Blog

Social Media Risk: What it Means to Your Risk Profile

Social Media Risk: What it Means to Your Risk ProfileSocial media platforms and applications have been impl...
Fri, Aug 30, 2019
Newsletters

The Caremark Standard: Tough but Not Impregnable

This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
Subscriber Content
Mon, Aug 26, 2019