Compliance

The following 479 items are listed by Content Data.

Blog

A Compliance Perspective to Risk Assessment

Making Your Risk Assessments Count: A Compliance Perspective to Risk AssessmentThe traditional approach for...
Fri, Aug 16, 2019
Blog

Consider the Distinguishing Characteristics of Risk

Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of RiskTraditional risk ass...
Fri, Aug 2, 2019
Checklists & Questionnaires

Managing Outsourcing and Offshoring Risk Questionnaire

As a company focuses on managing its operations in a difficult economic environment, it seeks to become leaner and more ...
Subscriber Content
Mon, Jul 29, 2019
Audit Reports

Record Retention Process Review Audit Report

This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Mon, Jul 29, 2019
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Audit Committee Questionnaire

This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Mon, Jun 24, 2019
Checklists & Questionnaires

Fixed Assets Process Controls Questionnaire

This sample questionnaire includes a list of items to consider when reviewing an organization’s fixed asset process cont...
Subscriber Content
Mon, Jun 24, 2019
Checklists & Questionnaires

Exception Evaluation Questionnaire: Individual Process/Transaction-Level Controls

This sample questionnaire can be used to document and analyze exceptions identified during individual process/transactio...
Subscriber Content
Mon, Jun 24, 2019
Checklists & Questionnaires

Expenditure Process Controls Questionnaire

This sample questionnaire includes a list of items to consider when reviewing an organization's expenditure process cont...
Subscriber Content
Mon, Jun 24, 2019
Checklists & Questionnaires

Entity-Level Control Environment Questionnaire

This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Mon, Jun 17, 2019
Methodologies & Models

Fixed Asset Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Mon, May 27, 2019
Newsletters

Sustainability Reporting: Time to Get Serious?

This issue of The Bulletin discusses sustainability reporting – what it is, how it is being enabled, why it is important...
Subscriber Content
Mon, Apr 29, 2019
Newsletters

Sustainability Reporting: Why Boards Should Care

This issue of Board Perspectives: Risk Oversight discusses 10 key sustainability reporting factors for interested compan...
Subscriber Content
Mon, Apr 22, 2019