Compliance

The following 479 items are listed by Content Data.

Blog

How to Monitor and Manage Legal and Ethical Issues

Globalization, technology and expanding economic development have propelled business to a leading role in s...
Tue, Aug 7, 2018
Process Flows

Health Insurance Broker/Agent Process Flow

This flowchart defines the steps for the health insurance broker/agent process.
Subscriber Content
Mon, Jun 25, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review External Auditor Interview Questions

This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
Subscriber Content
Mon, Jun 4, 2018
Blog

How to Build an Effective Business Process

Key Performance Measures Improving the ProcessAn effective business process is built on a set of well-defin...
Fri, Jun 1, 2018
Process Flows

Child Care Process Flow

This flowchart defines the steps in a child care process including the controls and procedure specifications.
Subscriber Content
Mon, Apr 16, 2018
Blog

How Can Human Resources Risk Be Managed?

“All of the blame and none of the praise”This was how one Human Resource professional described their job i...
Thu, Apr 5, 2018
Methodologies & Models

Equal Employment Opportunity: Capability Maturity Model and Six Elements of Infrastructure

This document includes the capability maturity model and six elements of infrastructure for equal employment opportuniti...
Subscriber Content
Mon, Mar 19, 2018
Audit Reports

Special Accounts Staffing Process Assessment Report

This report provides findings from a company’s special accounts staffing process assessment.
Subscriber Content
Mon, Feb 19, 2018
Checklists & Questionnaires

Health and Wellness Compliance Overview Questionnaire

This questionnaire covers the common initiatives, tax implications, legal issues, key risks, expected key controls and i...
Subscriber Content
Mon, Feb 12, 2018
Protiviti Booklets

U.S. Anti-Money Laundering Requirements

This guide summarizes some basic principles of money laundering and terrorist financing, followed by discussions of the ...
Subscriber Content
Mon, Jan 29, 2018
Policies & Procedures

Stock Grant Quarterly Approval Policy

This sample policy outlines the procedures for grant approval by senior management and the compensation committee.
Subscriber Content
Mon, Jan 29, 2018