The following 517 items are listed by Content Data.
Checklists & Questionnaires
Standardized Testing Program Questionnaire
This tool can be used to gain a better understanding of common SOX standardized testing risks and to develop a standard ...
Subscriber Content
Policies & Procedures
Foreign Corrupt Practices Act Policy
This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
Subscriber Content
Checklists & Questionnaires
Spreadsheet Risk Optimization Questionnaire
Assess spreadsheet risks and implement controls to reduce errors and improve compliance using a structured spreadsheet o...
Subscriber Content
Checklists & Questionnaires
Outsourcing, Alliances and Joint Ventures Risk Questionnaire
This tool highlights questions to consider for understanding and assessing an organization’s outsourcing, alliances and ...
Subscriber Content
Benchmarking Tools
Ethics and Compliance Hotline Leading Practices
This tool features several leading practices for managing and understanding an organization’s ethics and compliance hotl...
Subscriber Content
Checklists & Questionnaires
Change Recognition Process Questionnaire
This tool outlines questions organizations should consider when implementing a robust change recognition process.
Subscriber Content
Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Methodologies & Models
Six Elements of Infrastructure
This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...
Subscriber Content
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Audit Reports
IT Compliance Review Report
This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Audit Reports
Integrated Audit Committee Plan Report
This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
Subscriber Content
Blog
In The Spotlight: Your Accounts Payable Process
The accounts payable process is all about how a company pays its bills. For most companies, accounts p...