The following 517 items are listed by Content Data.
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: 10-K Preparation RCM
This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...
Subscriber Content
Audit Reports
Privacy and Data Sensitivity Audit Report
This audit report focuses on the process of ensuring that effective controls are in place for the handling of sensitive ...
Subscriber Content
Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
Subscriber Content
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Risk & Control Matrices - RCMs
Disclosure Procedures: Legal Reserves RCM
This document outlines risks and controls common to creating and monitoring legal reserves during the disclosure procedu...
Subscriber Content
Blog
Social Media Risk: What it Means to Your Risk Profile
Social Media Risk: What it Means to Your Risk ProfileSocial media platforms and applications have been impl...
Newsletters
The Caremark Standard: Tough but Not Impregnable
This issue of Board Perspectives: Risk Oversight describes the background and implications of the Caremark decision and ...
Subscriber Content
Blog
Consider the Distinguishing Characteristics of Risk
Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of RiskTraditional risk ass...
Checklists & Questionnaires
Managing Outsourcing and Offshoring Risk Questionnaire
As a company focuses on managing its operations in a difficult economic environment, it seeks to become leaner and more ...
Subscriber Content
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Checklists & Questionnaires
Sarbanes-Oxley Section 404 Audit Committee Questionnaire
This document is designed for companies that have already complied with Sarbanes-Oxley Section 404 for at least one year...
Subscriber Content
Checklists & Questionnaires
Fixed Assets Process Controls Questionnaire
This sample questionnaire includes a list of items to consider when reviewing an organization’s fixed asset process cont...
Subscriber Content