Compliance

The following 496 items are listed by Content Data.

Checklists & Questionnaires

Detailed Medical Record Review Questionnaire

This tool provides questions organizations can use when performing a health care audit.
Subscriber Content
Mon, Dec 10, 2018
Blog

What is IT Audit?

It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...
Tue, Nov 20, 2018
Audit Reports

Security Policy and Procedure Evaluation Report: Administrative Personnel

This report records the result of an evaluation of security policies and procedures. The sample illustrates administrati...
Subscriber Content
Mon, Nov 19, 2018
Articles

Five Common Identity and Access Management Pitfalls

This paper discusses five common identity and access management (IAM) pitfalls organizations run into today: lack of an ...
Subscriber Content
Mon, Oct 29, 2018
Articles

Integration Prioritization Model for Identity Access Management

Protiviti recommends a simple identity access management (IAM) prioritization model based on risk, impact and friction. ...
Subscriber Content
Mon, Oct 29, 2018
Memos

Compliance and Regulation Management Review Memo

This tool outlines the steps for the review of policies, procedures and internal controls within a company’s compliance ...
Subscriber Content
Mon, Aug 27, 2018
Process Flows

Income Tax Process Flow

This flowchart defines the steps used for the income tax, sales tax, use tax, insurance renewal, insurance maintenance a...
Subscriber Content
Mon, Aug 20, 2018
Blog

How to Monitor and Manage Legal and Ethical Issues

Globalization, technology and expanding economic development have propelled business to a leading role in s...
Tue, Aug 7, 2018
Process Flows

Health Insurance Broker/Agent Process Flow

This flowchart defines the steps for the health insurance broker/agent process.
Subscriber Content
Mon, Jun 25, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Mon, Jun 11, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review External Auditor Interview Questions

This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
Subscriber Content
Mon, Jun 4, 2018
Blog

How to Build an Effective Business Process

Key Performance Measures Improving the ProcessAn effective business process is built on a set of well-defin...
Fri, Jun 1, 2018