The following 535 items are listed by Content Data.
Checklists & Questionnaires
Outsourcing, Alliances and Joint Ventures Risk Questionnaire
This tool highlights questions to consider for understanding and assessing an organization’s outsourcing, alliances and ...
Subscriber Content
Checklists & Questionnaires
Change Recognition Process Questionnaire
This tool outlines questions organizations should consider when implementing a robust change recognition process.
Subscriber Content
Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Methodologies & Models
Six Elements of Infrastructure
This tool provides an overview of the six elements of infrastructure that organizations should consider when designing a...
Subscriber Content
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Audit Reports
IT Compliance Review Report
This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Audit Reports
Integrated Audit Committee Plan Report
This sample report can be used by auditors to evaluate an organization's control environment and monitor the components ...
Subscriber Content
Blog
In The Spotlight: Your Accounts Payable Process
The accounts payable process is all about how a company pays its bills. For most companies, accounts p...
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: 10-K Preparation RCM
This document outlines risks and controls common to 10-K preparation during the “provide financial information to extern...
Subscriber Content
Audit Reports
Privacy and Data Sensitivity Audit Report
This audit report focuses on the process of ensuring that effective controls are in place for the handling of sensitive ...
Subscriber Content
Audit Reports
Privacy Compliance Program Review Audit Report
This sample report focuses on the privacy compliance state at a financial institution and uses a capability maturity con...
Subscriber Content
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content