The following 479 items are listed by Content Data.
Risk & Control Matrices - RCMs
Manage Labor-Management Relationships RCM
This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
This memo outlines the analysis performed by a company to determine the scope of internal control documentation and test...
Subscriber Content
Memos
Data Breach Notification Memo
This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...
Subscriber Content
Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
Subscriber Content
Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Risk & Control Matrices - RCMs
Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Protiviti Booklets
Enhanced Prudential Regulations for Foreign Banks (Regulation YY)
In this booklet, we will answer frequently asked questions to help head office and U.S. management of foreign banking or...
Subscriber Content
Protiviti Booklets
Guide to Mergers and Acquisitions
In this booklet, we provide a starting point for answering the core questions identified in M&A deals – from due dil...
Subscriber Content
Newsletters
Setting the 2014 Audit Committee Agenda
This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Newsletters
Fine-Tuning Your Corruption Risk Management
Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Newsletters
Is Your Compliance Management Making a Difference? (Board Perspectives, Risk Oversight Issue 35)
This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content