Compliance

The following 517 items are listed by Content Data.

Checklists & Questionnaires

Diversity and Inclusion Process Questionnaire

This tool provides insights on the diversity and inclusion process, including key risks, expected key controls and quest...
Subscriber Content
Mon, Oct 9, 2017
Checklists & Questionnaires

Career Planning Program Process Questionnaire

Use the questions and key risks included in this document to develop a career planning program. 
Subscriber Content
Mon, Oct 2, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Healthcare Dependents RCM

This document outlines risks and controls common to the healthcare dependents component of the “manage and administer be...
Subscriber Content
Mon, Sep 18, 2017
Policies & Procedures

Business Continuity Process Ownership Policy

This sample establishes policies and procedures for business continuity process ownership.
Subscriber Content
Mon, Aug 28, 2017
Blog

Electronic Discovery Risks, Challenges and Procedures

Electronic discovery (eDiscovery) refers to the process of searching, locating and securing electronic data...
Mon, Jul 17, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Employee Leave Benefits RCM

This document outlines risks and controls common to the employee leave component of the “manage and administer benefits”...
Subscriber Content
Mon, Jul 17, 2017
Newsletters

Compliance Insights: May 2017

The May 2017 Compliance Insights newsletter includes: (1) A Call to Streamline State Supervision of MSBs
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Payroll and Benefits: Employee Bonus RCM

This document outlines risks and controls common to the employee bonus component of the payroll and benefits process in ...
Subscriber Content
Mon, May 29, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Elder Care RCM

This document outlines risks and controls common to the elder care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 22, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: Child Care RCM

This document outlines risks and controls common to the child care component of the “manage and administer benefits” pro...
Subscriber Content
Mon, May 8, 2017
Risk & Control Matrices - RCMs

Manage and Administer Benefits: COBRA RCM

This document outlines risks and controls common to the manage and administer benefits process when administering COBRA ...
Subscriber Content
Mon, May 1, 2017
Sarbanes-Oxley CPE Courses

Internal Control Over Financial Reporting: Understanding Section 404 of Sarbanes-Oxley (KLplus CPE Course)

This basic-level training provides an overview of Section 404 of the Sarbanes-Oxley Act of 2002.
Mon, Apr 10, 2017