The following 496 items are listed by Content Data.
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Risk & Control Matrices - RCMs
Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Protiviti Booklets
Enhanced Prudential Regulations for Foreign Banks (Regulation YY)
In this booklet, we will answer frequently asked questions to help head office and U.S. management of foreign banking or...
Subscriber Content
Protiviti Booklets
Guide to Mergers and Acquisitions
In this booklet, we provide a starting point for answering the core questions identified in M&A deals – from due dil...
Subscriber Content
Newsletters
Setting the 2014 Audit Committee Agenda
This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Newsletters
Fine-Tuning Your Corruption Risk Management
Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Newsletters
Board Perspectives: Is Your Compliance Management Making a Difference?
This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Newsletters
Managing Corruption Risk
This issue of Board Perspectives: Risk Oversight shares how a robust anti-corruption program can save companies from the...
Subscriber Content
Newsletters
Making Your Risk Assessments Count: An Operational and a Compliance Perspective
Transform your organization's risk assessment success by adopting an approach that informs better decisions, ensures com...
Subscriber Content
Newsletters
When Insolvency Issues Arise
Master the art of managing insolvency returns with strategies that protect assets, ensure compliance, and secure long-te...
Subscriber Content
Protiviti Booklets
Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies
In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
Subscriber Content
Newsletters
Managing Corruption Risk Involving Foreign Officials and Avoiding Its Impact on Reputation
This issue of The Bulletin briefs on how to manage corruption risk and uses the FCPA as a framework for this discussion....
Subscriber Content