The following 517 items are listed by Content Data.
Newsletters
The Four C's in Overseeing Internal Audit
This issue of Board Perspectives discusses the four C's directors should consider when evaluating the sufficiency of any...
Subscriber Content
Policies & Procedures
Sarbanes-Oxley Section 404 Compliance Project Work Paper Standards and Guidelines: Policy and Procedures
The purpose of this document is to establish basic guidelines and standards for the preparation and review of work paper...
Subscriber Content
Process Flows
Tax Process Flow
This sample tax process flow focuses on income tax provision, forecast of annual book income, tax reserves, discrete ite...
Subscriber Content
Memos
Sarbanes-Oxley Walkthrough Preparation Memo
This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discu...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Labor-Management Relationships RCM
This document outlines risks and controls common to the "manage labor-management relationships" process in an RCM format...
Subscriber Content
Memos
Sarbanes-Oxley Multiple Locations Scoping Memo
This memo outlines the analysis performed by a company to determine the scope of internal control documentation and test...
Subscriber Content
Memos
Data Breach Notification Memo
This memo's purpose is to notify an individual regarding the possibility of a personal information breach and explain th...
Subscriber Content
Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
Subscriber Content
Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Risk & Control Matrices - RCMs
Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Protiviti Booklets
Enhanced Prudential Regulations for Foreign Banks (Regulation YY)
In this booklet, we will answer frequently asked questions to help head office and U.S. management of foreign banking or...
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