Compliance

The following 517 items are listed by Content Data.

Protiviti Booklets

Guide to Mergers and Acquisitions

In this booklet, we provide a starting point for answering the core questions identified in M&A deals – from due dil...
Subscriber Content
Mon, Mar 31, 2014
Newsletters

Setting the 2014 Audit Committee Agenda

This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Mon, Dec 16, 2013
Newsletters

Fine-Tuning Your Corruption Risk Management

Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Mon, Apr 8, 2013
Newsletters

Board Perspectives: Is Your Compliance Management Making a Difference?

This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Mon, Sep 10, 2012
Newsletters

Managing Corruption Risk

This issue of Board Perspectives: Risk Oversight shares how a robust anti-corruption program can save companies from the...
Subscriber Content
Mon, Jul 11, 2011
Newsletters

Making Your Risk Assessments Count: An Operational and a Compliance Perspective

Transform your organization's risk assessment success by adopting an approach that informs better decisions, ensures com...
Subscriber Content
Mon, Nov 22, 2010
Newsletters

When Insolvency Issues Arise

Master the art of managing insolvency returns with strategies that protect assets, ensure compliance, and secure long-te...
Subscriber Content
Mon, Nov 8, 2010
Protiviti Booklets

Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies

In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
Subscriber Content
Mon, May 17, 2010
Newsletters

Managing Corruption Risk Involving Foreign Officials and Avoiding Its Impact on Reputation

Implement robust compliance programs to avoid costly fines and reputation damage from anti-corruption noncompliance.
Subscriber Content
Mon, Jun 22, 2009
Newsletters

Markets in Financial Instruments Directive

How you can embrace the unique opportunities the Markets in Financial Instruments Directive (MiFID) presents and refine ...
Subscriber Content
Mon, Jul 9, 2007
Protiviti Booklets

Frequently Asked Questions Regarding Compliance with OMB Circular A-123

In this booklet, we answer questions about complying with OMB Circular A-123.
Subscriber Content
Mon, Oct 24, 2005
Newsletters

Achieve Sustainability by Integrating the Section 404 and Section 302 Compliance Process

Explore ways to integrate SOX Sections 404 and 302 to support sustainable compliance, strengthen internal controls, and ...
Subscriber Content
Mon, Apr 4, 2005