The following 535 items are listed by Content Data.
Memos
Process-Level Documentation Requirements Memo
This memo describes the documentation requirements for each in-scope process related to Sarbanes-Oxley Section 404 compl...
Subscriber Content
Memos
Financial Elements and Business Process Prioritization Memo
This memo summarizes the customized models used to prioritize financial statement elements (FSE) and processes for Sarba...
Subscriber Content
Memos
Sarbanes-Oxley Section 404 Project Conclusion Memo
This memo documents an organization’s approach to Sarbanes-Oxley Section 404 compliance and concluding results from the ...
Subscriber Content
Risk & Control Matrices - RCMs
Diversify Workforce RCM
This document outlines risks and controls common to the diversify workforce process.
Subscriber Content
Protiviti Booklets
Enhanced Prudential Regulations for Foreign Banks (Regulation YY)
Strengthen compliance by navigating prudential regulations, enhancing risk management practices and meeting evolving reg...
Subscriber Content
Protiviti Booklets
Guide to Mergers and Acquisitions
Optimize mergers and acquisitions by strengthening due diligence, managing integration risks, and aligning people, proce...
Subscriber Content
Newsletters
Setting the 2014 Audit Committee Agenda
This issue of The Bulletin offers 10 major challenges that companies will face over the next 12 months when setting thei...
Subscriber Content
Newsletters
Fine-Tuning Your Corruption Risk Management
Last year, a former Morgan Stanley managing director pleaded guilty for his role in a conspiracy to evade the company’s ...
Subscriber Content
Newsletters
Board Perspectives: Is Your Compliance Management Making a Difference?
This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Newsletters
The Bulletin: Is Your Compliance Management Making a Difference?
This issue of The Bulletin focuses on the issues that surround compliance, its current state, true cost and value propos...
Subscriber Content
Newsletters
Managing Corruption Risk
Build a stronger anti-corruption program with insights on compliance, monitoring, board oversight and effective internal...
Subscriber Content
Newsletters
Making Your Risk Assessments Count: An Operational and a Compliance Perspective
Transform your organization's risk assessment success by adopting an approach that informs better decisions, ensures com...
Subscriber Content