Compliance

The following 513 items are listed by Content Data.
Protiviti Booklets

Assessing New Rules Regarding the Personal Obligation of Senior Accounting Officers of Large Companies

In this booklet, we answer common questions regarding Schedule 46 and suggest a roadmap to compliance.
Subscriber Content
Mon, May 17, 2010
Protiviti Booklets

The Global Privacy and Information Security Landscape: Frequently Asked Questions

This booklet provides legal overviews and insight regarding current laws and regulations, and guidance to implement and ...
Subscriber Content
Mon, May 3, 2010
Newsletters

Managing Corruption Risk Involving Foreign Officials and Avoiding Its Impact on Reputation

This issue of The Bulletin briefs on how to manage corruption risk and uses the FCPA as a framework for this discussion....
Subscriber Content
Mon, Jun 22, 2009
Newsletters

Markets in Financial Instruments Directive

In this issue of The Bulletin, we offer our interpretation of MiFID and broach the most important changes impacting the ...
Subscriber Content
Mon, Jul 9, 2007
Protiviti Booklets

Frequently Asked Questions Regarding Compliance with OMB Circular A-123

In this booklet, we answer questions about complying with OMB Circular A-123.
Subscriber Content
Mon, Oct 24, 2005
Newsletters

Achieve Sustainability by Integrating the Section 404 and Section 302 Compliance Process

In this issue of The Bulletin, we focus on strategies for integrating compliance activities around Sections 302 and 404 ...
Subscriber Content
Mon, Apr 4, 2005
Newsletters

Driving Value Out of the Section 404 Compliance Process

In this issue of The Bulletin, we incorporate insights and lessons learned regarding finance processes and show how valu...
Subscriber Content
Mon, Mar 14, 2005
Blog

A Compliance Perspective to Risk Assessment

Making Your Risk Assessments Count: A Compliance Perspective to Risk AssessmentThe traditional approach for...
Fri, Aug 16, 2019
Blog

Comparing U.S. Sarbanes-Oxley with C-SOX (Bill 198) and J-SOX (FIE)

As a result of the infamous Enron and WorldCom scandals, the U.S. reacted with strict guidelines to re-esta...
Sun, Sep 10, 2017
Blog

Compliance: How to Position for Ultimate Effectiveness

Positioning Compliance for Effectiveness Positioning the compliance function for effectiveness is a matter...
Fri, Aug 23, 2019
Blog

Consider the Distinguishing Characteristics of Risk

Making Your Risk Assessments Count: Consider the Distinguishing Characteristics of RiskTraditional risk ass...
Fri, Aug 2, 2019
Blog

COSO Integrated Control Framework: Important Changes You Need to Know

In January 2013, the updated version of the Committee of Sponsoring Organizations of the Treadway Commissi...
Mon, Mar 9, 2020