Corporate Governance

The following 232 items are listed by Content Data.

Checklists & Questionnaires

Entity-Level Control Environment Questionnaire

This questionnaire template provides a number of COSO elements and the related control objectives for entity-level contr...
Subscriber Content
Mon, Jun 17, 2019
Methodologies & Models

Fixed Asset Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Mon, May 27, 2019
Checklists & Questionnaires

Entity-Level Controls Monitoring Questionnaire

Monitoring is a process that assesses the quality of the entity's internal control performance over time. This template ...
Subscriber Content
Mon, May 13, 2019
Blog

Second Line of Defense: What Needs to Be Present

What is the Second Line of Defense?Essential to effective risk management, the lines-of-defense model is im...
Thu, May 2, 2019
Checklists & Questionnaires

Global Compliance Questionnaire

This questionnaire can serve as the starting point for assessing an organization's compliance in a variety of areas, inc...
Subscriber Content
Mon, Apr 22, 2019
Checklists & Questionnaires

Business Ethics Questionnaire

This questionnaire is designed to help risk management professionals determine how well their companies are addressing b...
Subscriber Content
Mon, Apr 15, 2019
Checklists & Questionnaires

Anti-Fraud Program Evaluation Questionnaire

This document focuses on key questions for board members and management when evaluating an organization's anti-fraud pro...
Subscriber Content
Mon, Apr 8, 2019
Newsletters

Getting the Most from the Board-Management Risk Appetite Dialogue

This issue of Board Perspectives offers both directors and senior executives useful insights that are consistent with th...
Subscriber Content
Mon, Oct 29, 2018
Audit Reports

Entity-Level Fraud Risk Assessment Process Report

This sample fraud risk assessment report provides an overview of the process one company undertook to satisfy the requir...
Subscriber Content
Mon, Oct 22, 2018
Protiviti Booklets

Guide to Public Company Transformation

This guidance, now in its fourth edition, is designed to serve as a convenient and user-friendly resource that executive...
Subscriber Content
Mon, Sep 24, 2018
Newsletters

Oversight of Workplace Dynamics: Impact of Technology

New and emerging technologies will greatly influence—often by enabling and sometimes by making more complex—how companie...
Subscriber Content
Mon, Sep 10, 2018
Newsletters

Oversight of Workplace Dynamics: The Labor Model

This issue of Board Perspectives: Risk Oversight explores the concept of the “shamrock organization” and provides a list...
Subscriber Content
Mon, Sep 3, 2018