Cross Border & Non-US Issues

The following 34 items are listed by Content Data.
Policies & Procedures

Anti-Bribery Compliance Program Policy

This sample policy is designed to help organizations prevent the violation of national and international anti-bribery an...
Mon, Nov 28, 2022
Policies & Procedures

Non-Check Payment Policy

The purpose of this policy is to assist U.S. operating units with requests for domestic and international wire transfers...
Mon, Nov 21, 2022
Audit Programs

International Site Visit Audit Work Program

This tool includes two sample audit programs that provide steps organizations can take when embarking upon an audit of a...
Mon, Oct 3, 2022
Articles

Bank Culture Reform in Hong Kong

This article identifies what steps Authorized Institutions (AIs) can take to establish and maintain a strong governance ...
Subscriber Content
Mon, Dec 7, 2020
Policies & Procedures

Foreign Corrupt Practices Act Policy

This sample policy establishes guidelines and procedures organizations should follow with respect to the Foreign Corrupt...
Subscriber Content
Mon, Aug 17, 2020
Audit Programs

Remote Site Visit Audit Work Program

This sample contains two work programs that provide general steps organizations can use during a remote site audit.
Subscriber Content
Mon, May 18, 2020
Articles

Hong Kong Rated ‘‘Compliant’’ by Financial Action Task Force but Room for Improvement Remains

This article shares insight on Hong Kong’s strong legal foundation for combating money laundering and terrorist finance ...
Subscriber Content
Mon, Nov 4, 2019
Articles

The U.S.-China Trade War: What It Means for Manufacturers

This article summarizes the potential effect of the U.S.-China trade war and suggests ways to mitigate disruption for U....
Subscriber Content
Mon, Oct 14, 2019
Audit Reports

Tax Compliance Process Report

This sample audit report outlines the business process related to tax compliance and provides tips to help a Sarbanes-Ox...
Subscriber Content
Mon, Sep 16, 2019
Articles

Financial Action Task Force Set to Rate Hong Kong “Compliant” in Anti-Money Laundering Evaluation

This article provides a background on Hong Kong’s rigorous efforts to combat money laundering (ML) and terrorist financi...
Subscriber Content
Mon, Aug 26, 2019
Audit Reports

Foreign Subsidiary Review Audit Report

This sample report documents an internal audit review of several aspects of a foreign subsidiary, including revenue and ...
Subscriber Content
Mon, Apr 15, 2019
Audit Programs

Foreign Corrupt Practices Act (FCPA) Audit Work Program

This audit program sample assists audit teams reviewing compliance with the Foreign Corrupt Practices Act of 1977.
Subscriber Content
Mon, Mar 25, 2019