The following 107 items are listed by Content Data.
Articles
Innovating AML Compliance: The Next Regulatory Imperative?
This article explains how regulatory expectations around innovation will continue to evolve and drive leading anti-money...
Subscriber Content
Articles
Insurers Targeted in UK Supervisory Authorities’ Latest Effort to Develop Formal Operational Resilience Regulations
This article provides some insight on what makes global insurers the latest regulatory effort to strengthen the operatio...
Subscriber Content
Articles
In Latest Operational Resilience Proposals for UK Institutions, Regulators Outline Expectations for Outsourcing Arrangements and Third-Party Risk Management
This article outlines the Prudential Regulation Authority’s (PRA) significant proposal, which provide the strongest indi...
Subscriber Content
Blog
How to Monitor Transaction Governance for Anti-Money Laundering
Expectations for transaction monitoring (TM) governance are quickly evolving due to the complexity of detec...
Blog
How to Keep Your Organization’s Policies Up to Date
Defined policies and procedures play an integral role in efficient and effective company operations. They a...
Audit Reports
Education Grant Compliance Review Report
This sample audit report focuses on identifying key regulations related to receiving grant funds from the Department of ...
Subscriber Content
Blog
Internal Audit: Auditing Standards You Need to Be Aware Of
Auditing Standards for Internal AuditThe Institute of Internal Auditors (IIA) promulgates the Int...
Audit Reports
Record Retention Process Review Audit Report
This sample report reviews an organization’s record retention process and identifies associated risks.
Subscriber Content
Methodologies & Models
Fixed Asset Management Capability Maturity Model (CMM)
This capability maturity model can be used to measure the maturity of an organization’s fixed asset management process a...
Subscriber Content
Protiviti Booklets
FAQ: Understanding the General Data Protection Regulation
Organizations have many questions about the General Data Protection Regulation (GDPR), and in response, Protiviti has de...
Subscriber Content
Blog
Exploring the Big Picture of IT Risk Assessment
Most, if not all, business transactions executed today touch the information technology (IT) environment at...
Blog
What is IT Audit?
It is common to find organizations investing more and more resources – money, time, staff, etc. – thes...