The following 118 items are listed by Content Data.
Newsletters
Compliance Insights: December 2017
Drive enhancing compliance by staying informed on regulatory updates, managing sanctions risks and adapting to evolving ...
Subscriber Content
Audit Reports
Board of Directors Orientation Audit Report
Review board of directors orientation with an audit report to evaluate governance processes, assess internal controls, a...
Subscriber Content
Newsletters
The Board’s Role in Addressing Geopolitical and Regulatory Shifts
This issue of Board Perspectives identifies seven key takeaways from Protiviti’s roundtable at a National Association of...
Subscriber Content
Risk & Control Matrices - RCMs
Manage and Administer Benefits: Employee Leave Benefits RCM
This document outlines risks and controls common to the employee leave component of the “manage and administer benefits”...
Subscriber Content
Newsletters
Compliance Insights: May 2017
Strengthen compliance by staying updated on regulatory trends, adopting digital advancements and aligning processes with...
Subscriber Content
Risk & Control Matrices - RCMs
Manage and Administer Benefits: COBRA RCM
This document outlines risks and controls common to the manage and administer benefits process when administering COBRA ...
Subscriber Content
Memos
Minimum Testing Standards for Systems and Data Memo
This memo outlines minimum IT controls around user access, change control, backup, privacy, licenses and document retent...
Subscriber Content
Memos
Data Breach Notification Memo
Notify stakeholders of a data breach with a memo to explain incident details, outline protective steps and support compl...
Subscriber Content
Newsletters
Board Perspectives: Is Your Compliance Management Making a Difference?
This issue of Board Perspectives: Risk Oversight describes several key elements of an effective compliance program for b...
Subscriber Content
Newsletters
Markets in Financial Instruments Directive
How you can embrace the unique opportunities the Markets in Financial Instruments Directive (MiFID) presents and refine ...
Subscriber Content