The following 37 items are listed by Content Data.
Memos
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content
Blog
A Guide to Self-Assessment Value Proposition
Self-assessment is a process through which an organization utilizes its internal knowledge to identify and ...
Audit Reports
Entity-Level Risk Assessment Audit Report
Strengthen your organization’s compliance and risk management by uncovering gaps, implementing expert recommendations, a...
Subscriber Content
Sarbanes-Oxley CPE Courses
Using the COSO Internal Control Integrated Framework for Sarbanes-Oxley Compliance (KLplus CPE Course)
This basic-level course introduces COSO and the COSO Internal Control Integrated Framework and its five components.
Memos
Internal Control Audit Instructions Memo
Access critical insights in our internal control memo to strengthen your company's financial integrity and compliance.
Subscriber Content
Memos
Issue Identification Memo
This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Memos
Entity-Level Controls Memo
Systematically review, document and verify the presence of entity-level controls with this tool to ensure compliance and...
Subscriber Content
Newsletters
Top 10 Lessons Learned From Implementing COSO 2013
In this issue of The Bulletin, we share 10 lessons learned from COSO 2013 successful implementations from a variety of s...
Subscriber Content
Checklists & Questionnaires
Self-Assessment Process Questionnaire: Process Owner Accountability
This questionnaire provides a format to evaluate current self-assessment practices and identify areas for improvement.
Subscriber Content
Newsletters
Finding the Right Chief Risk Officer
In this issue of Board Perspectives: Risk Oversight, we argue what qualifications a company should look for when evaluat...
Subscriber Content
Newsletters
Recommendations from Protiviti’s Board Risk Oversight Survey
Prioritize, manage and mitigate organizational risks with Protiviti’s actionable insights based on results from a COSO-s...
Subscriber Content
Newsletters
Risk Oversight: A Board Imperative
Included in the inaugural edition of Board Perspectives: Risk Oversight are questions board members should ask of execut...
Subscriber Content