The following 58 items are listed by Content Data.
Benchmarking Reports
2021 Sarbanes-Oxley Compliance Survey
The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
Subscriber Content
Articles
Serving Their Purpose? Insights on Critical and Key Audit Matters
Here, Audit Analytics analyzes the differences, viability and effectiveness of critical and key audit disclosures.
Subscriber Content
Articles
Audit Opinion Types Available in Our Europe Database
Audit Analytics explores the differences between an unqualified opinion and a modified opinion, noting which ones should...
Subscriber Content
Checklists & Questionnaires
Internal Control Structure Validation Questionnaire
This tool features questions to consider for verifying an organization’s internal controls over financial reporting (ICF...
Subscriber Content
Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Questionnaire
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
Subscriber Content
Checklists & Questionnaires
Internal Controls Over Financial Reporting (ICFR) Deficiencies Questionnaire
This tool highlights questions to consider for understanding and assessing internal control over financial reporting (IC...
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Checklists & Questionnaires
Configurable Application Controls Questionnaire
Learn how to assess and improve your organization's configurable controls with this premium questionnaire.
Subscriber Content
Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Reporting RCM
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...
Subscriber Content
Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review External Auditor Interview Questions
This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
Subscriber Content
Memos
Sarbanes-Oxley Testing Strategy Memo
This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
Subscriber Content