The following 56 items are listed by Content Data.
Articles
Academic Spotlight: Auditor Ratification’s Impact on Audit Quality
In this article, Audit Analytics examines a frequency distribution analysis of percentage votes against auditor ratifica...
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Benchmarking Reports
2021 Sarbanes-Oxley Compliance Survey
The 2021 edition of Protiviti's annual SOX report explains some of the changes SOX compliance practices have faced post-...
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Checklists & Questionnaires
Internal Audit External Quality Assessment Process Results Questionnaire
This tool outlines questions organizations can use to measure the external quality of their internal audit functions.
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Checklists & Questionnaires
Internal Controls Over Financial Reporting (ICFR) Deficiencies Questionnaire
This tool highlights questions to consider for understanding and assessing internal control over financial reporting (IC...
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Checklists & Questionnaires
Configurable Application Controls Questionnaire
Learn how to assess and improve your organization's configurable controls with this premium questionnaire.
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Risk & Control Matrices - RCMs
Provide Financial Information to External Parties: Risk Reporting RCM
This document outlines risks and controls common to the risk reporting aspect of the “provide financial information to e...
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Checklists & Questionnaires
Internal Audit Department: Quality Assurance Review External Auditor Interview Questions
This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
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Memos
Sarbanes-Oxley Testing Strategy Memo
This memo documents a company's high-level testing strategy for Sarbanes-Oxley compliance.
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