The following 448 items are listed by Content Data.
Risk & Control Matrices - RCMs
Manage Employee Compensation: Executive Compensation RCM
This document outlines risks and controls common to the executive compensation component of the “manage employee compens...
Subscriber Content
Risk & Control Matrices - RCMs
Manage Fixed Assets: Asset Management RCM
This document outlines risks and controls common to the asset management component of the “manage fixed assets” process ...
Subscriber Content
Checklists & Questionnaires
Sales, Accounts Receivable and Cash Receipts Questionnaire
This tool includes questions to consider in the sales, accounts receivable and cash receipts process, in areas such as g...
Subscriber Content
Blog
Is Your Financial Close and Reporting Process Too Manual?
Most organizations continue to invest a significant number of hours every month in a particular set of acti...
Checklists & Questionnaires
Due Diligence Checklist
Use our customizable due diligence checklist to make sure you have a complete financial picture of potential acquisition...
Subscriber Content
Blog
Close-the-Books Guide: Reduce Financial Close Risk
A fast close-the-books process provides multiple benefits for the finance function and for the company. Fir...
Newsletters
10 Keys to Effective Board Oversight of M&A
Based on insights from NACD/Protiviti roundtables and experience serving clients in the M&A space, this issue of Boa...
Subscriber Content
Checklists & Questionnaires
Functional Currency Questionnaire
This sample questionnaire lists factors to be considered both individually and collectively when determining the functio...
Subscriber Content
Sarbanes-Oxley CPE Courses
Executive Certification: Understanding Sections 302 and 906 of the Sarbanes-Oxley Act of 2002 (KLplus CPE Course)
This is a basic-level course that provides an overview of Sections 302 and 906 and describes disclosure controls procedu...
Sarbanes-Oxley CPE Courses
Validating Operational Effectiveness (Testing of Controls) (KLplus CPE Course)
This basic-level course provides an overview of Sarbanes-Oxley Section 404 requirements for validating operational effec...
Internal Audit CPE Courses
Using Sampling in Internal Auditing (KLplus CPE Course)
This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...
Checklists & Questionnaires
Audit Committee Annual Planning Schedule
This sample schedule provides an annual planner for audit committee activities and demonstrates how to schedule and trac...
Subscriber Content