The following 581 items are listed by Content Data.
Guides
Control Testing Responsibility Guide
This guide outlines the Sarbanes-Oxley responsibility assignments and testing process for primary manual controls.
Articles
2023 Audit Committee Transparency Barometer
Audit Analytics examines disclosure trends related to transparency in audit committee proxy statements over a 10-year pe...
Policies & Procedures
Financial Policy Development Policy
The guidelines in this policy can be used by organizations looking to develop new and revise existing financial policy s...
Subscriber Content
Articles
Auditor Changes Roundup: Q3 2023
Audit Analytics looks at the Securities and Exchange Commission audit client gains in the third quarter of 2023.
Subscriber Content
Risk & Control Matrices - RCMs
Debt RCM
This document outlines risks and controls common to the debt management process in a risk control matrix (RCM) format.
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Guides
SOX Training Guide: Remediation Efforts and Needs
We’ve designed this guide to help companies train SOX project teams on how to identify and communicate deficiencies note...
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Job Descriptions
Accounts Payable Vendor Relations Job Description
Use this sample job description as a starting point to fully define the responsibilities and qualifications for an open ...
Subscriber Content
Policies & Procedures
Internal Control Policy
This policy outlines scope, responsibilities and procedures for establishing an internal control environment that meets ...
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Audit Reports
Risk Assessment and Internal Audit Plan
The detailed risk assessment results in this sample audit report can help you measure and improve your organization’s in...
Subscriber Content
Guides
Financial Statement Risk Assessment Guide
This guide provides a detailed overview of key steps to the financial statement risk assessment process.
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Newsletters
Setting the 2024 Audit Committee Agenda
This issue of The Bulletin highlights eight 2024 audit committee agenda issues and offers assessment questions for audit...
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Policies & Procedures
Intercompany Commissions Policy
This sample policy defines guidelines, requirements and processes for revenue sharing between two subsidiaries of a comp...
Subscriber Content