The following 150 items are listed by Content Data.
Performer Profiles
FIS: Leveraging the Power of Emerging Technology for Greater Assurance
In this profile, FIS Chief Audit Executive John Eagle shares how his team utilizes advanced technology to focus on ongoi...
Subscriber Content
Performer Profiles
DBS Bank: Using Data to Highlight Risks, Increase Resilience and Usher in the Future of Audit
In this profile, Derrick Goh, managing director and head of group audit at DBS, describes how data has helped his team b...
Subscriber Content
Benchmarking Tools
Financial Instrument Risk Key Performance Indicators (KPIs)
This tool contains business risks and questions organizations should address when handling their financial instruments.
Subscriber Content
Performer Profiles
Unum Group: Pivoting to Respond to Change While Positioning for the Future
In this profile, Unum Senior Vice President of Internal Audit Miles Archer explains how his team has navigated pandemic-...
Subscriber Content
Articles
FinCEN and OFAC Put Financial Institutions on Notice About Processing Ransomware Payments
Protiviti Director Josh Kaptur summarizes highlights from the FinCEN and OFAC advisories and explains what financial ins...
Subscriber Content
Articles
CFPB Provides Further Guidance on MSAs Under RESPA Section 8
In this article, we outline the CFPB’s compliance aid to provide regulated entities greater clarity around the Real Esta...
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Articles
Australia’s Responsible Lending Reforms: A Step in the Wrong Direction
A look at critical issues recently raised by Australia's Royal Commission and what steps lenders must take when providin...
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Articles
Regulators Increase Focus on Virtual Currencies as Institutional Interest Grows
Protiviti’s Tom Crock highlights guidance on cryptocurrency services and explains how finance firms should address new f...
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Methodologies & Models
Anti-Money Laundering Capability Maturity Model (CMM)
This tool defines the capability maturity indicators for the anti-money laundering process, from the initial stage throu...
Subscriber Content
Articles
FinCEN and the Banking Agencies Clarify Due Diligence Requirements for Charities, Non-Profit Organizations
A look at how finance firms can determine the risk of a charity or non-profit organization (NPO) and develop a customer ...
Subscriber Content
Articles
Realities of Crisis, Regulatory Landscape Call for Re-Imagining Resilience and Curbing Complacency
Here, we discuss several critical factors for financial services organizations to consider with regard to their future o...
Subscriber Content
Articles
CFPB Ready for Heightened Enforcement
How finance firms can prepare for the CFPB’s forthcoming supervisory activities throughout 2021 and beyond.
Subscriber Content