The following 117 items are listed by Content Data.
Policies & Procedures
Whistleblower Policy
Ensure that your accounting and audit-related complaint-handling processes comply with management’s and the audit commit...
Subscriber Content
Audit Programs
Foreign Corrupt Practices Act (FCPA) Audit Work Program
Identify potential FCPA risks and inefficiencies, conduct thorough compliance tests, and provide recommendations for imp...
Subscriber Content
Audit Programs
Fraud Prevention Process: Debit and Credit Card Transactions Audit Work Program
Identify, evaluate and report on the efficiency and effectiveness of your company's fraud prevention process for debit a...
Subscriber Content
Audit Programs
EDI Audit Work Program
Explore our EDI Audit Work Program to master the setup, testing and oversight of secure data exchanges between clients a...
Subscriber Content
Policies & Procedures
System, Database and Application Administrator Policy
Define the roles, activities and responsibilities of administrators regarding access rights to applications running on c...
Subscriber Content
Blog
Combating Fraud: Prevention Can Save the Day
What Does Fraud Mean? Fraud includes manipulating stock prices, covering up illegal acts and conductin...
Articles
Use of Artificial Intelligence and Audit Analytics in Internal Audit Processes in the Public Sector
Apply artificial intelligence and audit analytics in public sector internal audit and enhance insight, efficiency, assur...
Subscriber Content
Articles
Protiviti's Scott Laliberte: Regulation of AI and Emerging Tech Should Not Stifle Innovation
Examine Scott Laliberte’s perspective on regulation, AI and emerging technology and balance innovation, governance and r...
Subscriber Content
Checklists & Questionnaires
Process-Level Monitoring Results Questionnaire
Use the questions included in this tool to strengthen your organization’s operational efficiency and ensure SOX complian...
Subscriber Content
Articles
U.S. Supreme Court Reshapes the Regulatory Landscape
Assess how the U.S. Supreme Court is reshaping the regulatory landscape through key law decisions and evaluate complianc...
Subscriber Content
Policies & Procedures
Related-Party Transactions Policy
Explore our Related-Party Transactions Policy to ensure fairness and transparency in business dealings.
Subscriber Content
Guides
Educating the Audit Committee About Fraud Guide
Use this guide to educate your organization’s audit committee on fraud intricacies, detection and prevention methods, co...
Subscriber Content