Governance Risk & Compliance

The following 107 items are listed by Content Data.

Guides

Sarbanes-Oxley Roles and Responsibilities Guide

This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (S...
Subscriber Content
Mon, Apr 1, 2024
Charters

Disclosure Committee Charter

This document provides two examples of guidelines for creating a disclosure committee charter.
Subscriber Content
Mon, Mar 4, 2024
Charters

Audit Committee Charter

Need help creating an audit committee charter for your board of directors? KnowledgeLeader offers nine committee charter...
Subscriber Content
Mon, Feb 12, 2024
Methodologies & Models

IT Governance Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s IT governance and to assist its ...
Subscriber Content
Mon, Jan 29, 2024
Audit Programs

IT Governance Audit Work Program

Mitigate privacy risks with our sample IT governance audit program, built to help organizations meet regulatory IT requi...
Subscriber Content
Mon, Jan 15, 2024
Memos

Audit Planning Memo

This tool provides three sample audit planning memos that report an internal audit function’s high-level assessment of t...
Subscriber Content
Mon, Dec 11, 2023
Guides

Enterprise Risk Assessment Methodology for Internal Audit Plan Development Guide

This guide presents a detailed approach to enterprise risk assessment methodology for internal audit plan development.
Subscriber Content
Mon, Oct 30, 2023
Charters

Nominating and Governance Committee Charter

The four nominating and governance committee charter samples in this tool provide a solid starting point for creating or...
Subscriber Content
Mon, Sep 18, 2023
Guides

Segregation of Duties and Logical Access Guide

This guide can be used by auditors looking to better understand segregation of duties (SOD) processes and best practices...
Subscriber Content
Mon, Sep 18, 2023
Guides

Sarbanes-Oxley Self-Assessment and Self-Testing Guide

This guide provides instructions to companies performing a self-assessment and self-testing for Sarbanes-Oxley complianc...
Subscriber Content
Mon, Sep 11, 2023
Guides

Human Resources Risk Management Guide

This guide discusses the best-practice elements and processes related to identifying and managing human resources&n...
Subscriber Content
Mon, Sep 4, 2023
Guides

Business Impact Analysis Facilitation Guide

In this tool, we’ve compiled a guide that outlines a particular methodology for conducting a business impact analysis.
Subscriber Content
Mon, Aug 21, 2023