Internal Audit

The following 622 items are listed by Content Data.

Methodologies & Models

Capital Project Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s capital project management proce...
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Mon, May 30, 2022
Benchmarking Reports

2022 Internal Audit Capabilities and Needs Survey

Discover how internal audit functions are evolving in 2022, with insights on capabilities, innovation priorities, and sk...
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Mon, May 23, 2022
Policies & Procedures

Collections Quality Assurance Policy

This sample policy is designed to help organizations standardize the collection process and identify additional training...
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Mon, May 16, 2022
Memos

Sarbanes-Oxley (SOX) Project Approach Memo

This tool contains two sample memos that serve as a report of an internal audit function’s high-level assessment of the ...
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Mon, Mar 21, 2022
Memos

Staff Success Sharing Plan Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s staff success...
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Mon, Mar 7, 2022
Audit Programs

Control Environment Audit Work Program

This audit work program focuses on the control environment component of the COSO Framework.
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Wed, Feb 23, 2022
Checklists & Questionnaires

Control Self-Assessment: Property Management Accounting Questionnaire

This sample provides points to consider during a preliminary control assessment for property management accounting funct...
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Wed, Feb 23, 2022
Memos

Expense Report Policy Violation Memo

This sample memo serves as a report of an internal audit function’s high-level assessment of the company’s expense repor...
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Mon, Feb 21, 2022
Performer Profiles

Inchcape plc: Finding Reward in Resilience – Internal Audit as a Beacon for the Future

See how Inchcape plc used innovative auditing to transform internal audit into a forward‑looking, risk‑based function th...
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Mon, Dec 20, 2021
Memos

Treasury Operations Scoping Memo

The purpose of this sample memo is to outline the scope, objectives, planned work and general timing of a treasury opera...
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Mon, Dec 13, 2021
Audit Programs

Corporate Actions Audit Work Program

In this work program sample, we highlight general best-practice steps for the corporate actions audit process.
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Mon, Nov 29, 2021
Audit Programs

Restaurant Site Review Audit Work Program

The general best-practice steps included in this tool can be applied to review a number of functions at a restaurant sit...
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Mon, Nov 8, 2021