Internal Audit

The following 645 items are listed by Content Data.

Audit Reports

Internal Controls Self-Assessment Report

This sample audit report can be used by auditors to assess and improve an organization’s internal controls.
Subscriber Content
Mon, Jan 27, 2020
Audit Reports

IT Compliance Review Report

This sample audit report can be used to review and better understand an organization’s IT compliance process.
Subscriber Content
Mon, Jan 13, 2020
Methodologies & Models

Protiviti's Sarbanes-Oxley Section 404 Compliance Initiatives Methodology

This tool provides an overview of an organization’s Sarbanes-Oxley (SOX) Section 404 compliance process and illustrates ...
Subscriber Content
Mon, Dec 30, 2019
Blog

How to Optimize Effective Audit Planning

Audit planning sets the tone for the audit. If audit planning hasn't been done well, it can make the entire...
Fri, Dec 20, 2019
Methodologies & Models

Facilitated Self-Assessment Meetings Methodology

This tool provides an overview of the self-assessment process and includes a self-assessment facilitation framework.
Subscriber Content
Mon, Dec 16, 2019
Methodologies & Models

Business Self-Assessment Methodology

This tool provides an overview of the business self-assessment process and includes four components of business self-ass...
Subscriber Content
Mon, Dec 9, 2019
Methodologies & Models

Fraud/Integrity Risk Methodology

Assess and mitigate risks effectively by improving your fraud examination practices.
Subscriber Content
Mon, Nov 18, 2019
Blog

How to Assess Your View of Future Risks

Given the complexity of the business environment, executives need to be careful to avoid overconfidence tha...
Fri, Nov 15, 2019
Blog

Traditional Risk Assessment Approaches Have Limited Value

Developing risk maps, heat maps and risk rankings based on subjective assessments of the severity of impact...
Fri, Nov 8, 2019
Checklists & Questionnaires

Healthcare Management Planning Risk Assessment Questionnaire

Gather opinions on several predetermined potential audit areas with these risk management in healthcare questions.
Subscriber Content
Mon, Nov 4, 2019
Blog

How Quick Is Your Financial Close Process?

"Close the books" is a process that a corporation uses to reconcile, consolidate and report financial infor...
Thu, Oct 31, 2019
Blog

Audit Committee: How to Maximize Your Evaluation

Every audit committee should assess the effectiveness of the organization’s internal audit function at leas...
Fri, Oct 25, 2019