Internal Audit

The following 644 items are listed by Content Data.

Memos

Journal Entry Review Planning Memo

This sample memo includes a review of policies, procedures and internal controls currently in place regarding the proces...
Subscriber Content
Mon, Sep 3, 2018
Newsletters

Corporate Culture: Are You Curious Enough?

In issue 12 of The Bulletin, Protiviti explores the question, “Are organizations curious enough to really understand all...
Subscriber Content
Mon, Jul 30, 2018
Blog

What is Sourcing Risk?

Outsourcing has become a keystone of major business operations to the point that it’s almost a given that l...
Thu, Jul 26, 2018
Checklists & Questionnaires

Healthcare Provider Baseline Controls Assessment Questionnaire

This tool provides questions to consider for assessing and improving the controls in different business processes.
Subscriber Content
Mon, Jul 16, 2018
Checklists & Questionnaires

Information Technology (IT) Infrastructure Questionnaire

Use the questions included in this IT audit checklist to better understand your organization's information technology in...
Subscriber Content
Mon, Jun 25, 2018
Audit Reports

Security Assessment Audit Report

This sample report presents the results of an organization's information security audit.
Subscriber Content
Mon, Jun 25, 2018
Internal Audit CPE Courses

IIA Standards and the Audit Committee (KLplus CPE Course)

This course provides an overview of the International Standards for the Professional Practice of Internal Auditing and t...
Mon, Jun 18, 2018
Internal Audit CPE Courses

Introduction to Information Technology (IT) Audit (KLplus CPE Course)

The objective of this course is to provide internal auditors with a basic understanding of the IT environment and the as...
Mon, Jun 11, 2018
Checklists & Questionnaires

Sarbanes-Oxley Section 404 Documentation Readiness Checklist

This tool includes checklist to evaluate the adequacy of Section 404 process documentation prior to submitting to the ex...
Subscriber Content
Mon, Jun 11, 2018
Protiviti Booklets

Internal Auditing Around the World: Volume 14

In Volume XIV of Protiviti’s Internal Auditing Around the World, we take a closer look at internal auditors’ challenges ...
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Internal Audit Department: Quality Assurance Review External Auditor Interview Questions

This tool includes questions to consider while conducting interviews with the external auditors to solicit their views a...
Subscriber Content
Mon, Jun 4, 2018
Checklists & Questionnaires

Test Documentation Validation Checklist

This tool lists information/documentation that must be checked for completeness and accuracy upon receipt of testing mat...
Subscriber Content
Mon, Jun 4, 2018