The following 548 items are listed by Content Data.
Policies & Procedures
ISO 9000 Certification Policy
Leverage the best-practice procedures provided in this sample ISO policy to help your organization achieve ISO 9000 cert...
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Audit Programs
Bank Trust Cycle: Control Objectives and Audit Work Program
Strengthen your internal control structures and ensure accurate financial reporting with this sample bank trust cycle au...
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Policies & Procedures
Software Upgrade Policy
Identify and define your company's philosophy toward maintaining up-to-date software applications with this sample polic...
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Audit Programs
Bank Treasury Cycle: Control Objectives and Audit Work Program
Assess the effectiveness of internal controls within your bank's treasury cycle with the comprehensive framework in this...
Subscriber Content
Audit Programs
Accounting Reconciliation Audit Work Program
Use this work program sample to ensure that discrepancies are reconciled and accounting reconciliations are performed ac...
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Checklists & Questionnaires
Monthly Financial Close Process Checklist
Enhance your financial close process through task standardization, system integration improvements, and a focus on accur...
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Articles
Insights Into Self-Images of Internal Auditors
A critical analysis of internal auditors' self-images in light of the metaphors and short descriptions they use to descr...
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Risk & Control Matrices - RCMs
Ensure Continuity Review RCM
Perform effective continuity control assessments and develop an efficient action plan with this continuity review risk a...
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Audit Programs
Adoption Assistance Audit Work Program
The objective of this work program is to assess the internal controls in place for the adoption assistance process.
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Policies & Procedures
Sarbanes-Oxley Section 404 Management Testing Plan Policy
Download our management testing plan policy to efficiently manage your organization's Sarbanes-Oxley (SOX) 404 complianc...
Subscriber Content
Audit Programs
Marketing and Off-Take Agreement Audit Work Program
This work program can be used as a template for reporting the assessment of a client's internal accounting system with r...
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Articles
Is Cybersecurity Not Part of Internal Controls for Financial Reporting?
Audit Analytics examines why cybersecurity measures are essential for maintaining comprehensive internal controls and pr...
Subscriber Content