Internal Controls

The following 557 items are listed by Content Data.

Guides

Sarbanes-Oxley Process Improvement Guide

Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cos...
Subscriber Content
Mon, Jul 8, 2024
Checklists & Questionnaires

Treasury Internal Controls Questionnaire

This sample questionnaire can be used by management performing a control self-assessment of their operations.
Subscriber Content
Mon, Jul 8, 2024
Blog

The COSO Framework: What It Is and How to Use It

COSO, or the Committee of Sponsoring Organizations of the Treadway Commission, is a committee composed of r...
Mon, Jul 1, 2024
Policies & Procedures

Internal Disclosure Certification Process Policy

This policy documents the internal disclosure certification process, which is designed to provide comfort to the executi...
Subscriber Content
Mon, Jul 1, 2024
Guides

Self-Assessment Project Plan

Evaluate your company’s personal performance and development with the internal control self-assessment workflow in this ...
Subscriber Content
Mon, Jun 24, 2024
Policies & Procedures

Payroll Policy

This payroll policy outlines procedures relating to payroll payments, time reporting, holiday schedules, vacation, non-o...
Subscriber Content
Mon, Jun 17, 2024
Benchmarking Tools

Internal Audit Department Key Performance Indicators (KPIs)

Use this internal audit benchmarking tool to effectively measure performance within an internal audit department using v...
Subscriber Content
Mon, Jun 17, 2024
Policies & Procedures

Prepaid Expenses Policy

Implement clear steps to identify, record and manage prepaid expenses for accurate financial reporting.
Subscriber Content
Mon, Jun 10, 2024
Audit Reports

Business Maturity Assessment Report

Evaluate current- and future-state processes and gain insights into management strategies with the CMM in this audit rep...
Subscriber Content
Mon, Jun 10, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024
Blog

Internal Audit Best Practices

Internal auditors help protect organizational assets and reputations and improve business operational outco...
Mon, Jun 3, 2024
Articles

The Theory of Internal Audit: The Purpose-Driven Internal Audit

This article introduces the theory of purpose-driven internal auditing, emphasizing the discipline’s complexity and its ...
Subscriber Content
Mon, May 27, 2024