The following 557 items are listed by Content Data.
Guides
Sarbanes-Oxley Roles and Responsibilities Guide
This sample guide can be used to understand the roles and responsibilities of team members involved in Sarbanes-Oxley (S...
Subscriber Content
Guides
Documenting Processes and Controls for Sarbanes-Oxley Guide
This guide is designed to help organizations establish consistent and thorough Sarbanes-Oxley documentation standards.
Subscriber Content
Policies & Procedures
IT System Development Lifecycle (SDLC) Methodology Policy
This policy defines the methodologies and processes for the effective implementation of application development projects...
Subscriber Content
Policies & Procedures
Intranet and Internet Security Policy
This tool contains two sample policies that outline guidelines for a company's internet and intranet security.
Subscriber Content
Articles
Sanctions: Not Just a Financial Institution Issue
Explore how modern sanctions impact diverse industries beyond banking, necessitating robust compliance strategies for co...
Subscriber Content
Blog
New Content on KnowledgeLeader - 3/18/2024
ToolsThe following tools were published on KnowledgeLeader this week:Assessing the Effectiveness of a ...
Policies & Procedures
IT Automated Controls Policy
Define your company’s internal control testing processes and the testing frequency of its automated controls.
Subscriber Content
Policies & Procedures
Internal Audit Independence Code of Ethics Policy
Utilize the procedures and standards in this policy to apply and uphold relevant rules of conduct.
Subscriber Content
Policies & Procedures
Company Holiday Policy (United States)
Use our Company Holiday Policy (United States) to establish guidelines and procedures to follow when defining employee e...
Subscriber Content
Guides
Audit Test Type Guide
This document can be used as a guide for assessing the advantages and disadvantages of different audit test types in an ...
Subscriber Content
Guides
Sarbanes-Oxley Auditor Walkthrough Guide
This sample document can be used as a guide to help prepare company personnel for the walkthrough process related to Sar...
Subscriber Content
Guides
Risk Management Decision Process Guide
Auditors can use the risk assessment results in this guide to better understand the risk management decision-making proc...
Subscriber Content