Internal Controls

The following 535 items are listed by Content Data.

Audit Reports

Stock Options Audit Report

Analyze your stock option process and related control testing and determine the adequacy of risks and controls with this...
Subscriber Content
Mon, Jul 22, 2024
Guides

Process and Controls Change Management Guide

Organizations can use the key roles and responsibilities in this guide to manage changes in their processes and controls...
Subscriber Content
Mon, Jul 22, 2024
Policies & Procedures

Production System Access Policy

Define approved procedures governing access to production systems and applications as well as the documentation of chang...
Subscriber Content
Mon, Jul 15, 2024
Blog

Topic Spotlight: Sarbanes-Oxley Act

The Sarbanes-Oxley Act (SOX) sets a high bar for publicly traded companies, demanding rigorous standar...
Mon, Jul 15, 2024
Audit Reports

Finance and Accounting Automation Assessment Report

Improve your finance and accounting department with the process and control opportunities in this audit report sample.
Subscriber Content
Mon, Jul 15, 2024
Audit Programs

Consolidation of Finance Functions Audit Work Program

The purpose of this work program is to provide the general steps used to perform an audit on consolidation of finance fu...
Subscriber Content
Mon, Jul 8, 2024
Audit Reports

Accounting and Finance Organizational Assessment

Perform a thorough evaluation of your accounting and finance functions with the resources in this sample audit report.
Subscriber Content
Mon, Jul 8, 2024
Guides

Sarbanes-Oxley Process Improvement Guide

Use this guide to transition your organization’s SOX sustainability program from an ad-hoc process to a sustainable, cos...
Subscriber Content
Mon, Jul 8, 2024
Blog

The COSO Framework: What It Is and How to Use It

COSO, or the Committee of Sponsoring Organizations of the Treadway Commission, is a committee composed of r...
Mon, Jul 1, 2024
Benchmarking Tools

Internal Audit Department Key Performance Indicators (KPIs)

Use this internal audit benchmarking tool to effectively measure performance within an internal audit department using v...
Subscriber Content
Mon, Jun 17, 2024
Policies & Procedures

Payroll Policy

This payroll policy outlines procedures relating to payroll payments, time reporting, holiday schedules, vacation, non-o...
Subscriber Content
Mon, Jun 17, 2024
Guides

Cost of Sarbanes-Oxley Compliance Guide

Use this guide to measure and reduce the cost of Sarbanes-Oxley compliance and improve IT process effectiveness.
Subscriber Content
Mon, Jun 10, 2024