Internal Controls

The following 557 items are listed by Content Data.

Guides

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...
Subscriber Content
Mon, Oct 30, 2023
Policies & Procedures

Acceptable Use Policy

This tool contains two sample policies that establish standards and procedures organizations should follow for governing...
Subscriber Content
Mon, Oct 30, 2023
Policies & Procedures

Hourly Payroll Policy

Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...
Subscriber Content
Mon, Oct 30, 2023
Audit Reports

Risk Self-Assessment Survey Report

Identify improvements for your organization’s risk management infrastructure and capabilities with this audit report sam...
Subscriber Content
Mon, Oct 30, 2023
Policies & Procedures

Grievance Policy

This sample outlines a set of procedures to follow for employees to file grievances and the related resolution process.
Subscriber Content
Mon, Oct 16, 2023
Policies & Procedures

Employee Attendance Policy

Document procedures for accounting for absences fairly and equitably with the best practices included in this sample att...
Subscriber Content
Mon, Oct 16, 2023
Guides

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process....
Subscriber Content
Mon, Oct 16, 2023
Guides

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and ...
Subscriber Content
Mon, Oct 16, 2023
Articles

Repeat Adverse ICFR Assessments

Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Subscriber Content
Mon, Oct 9, 2023
Policies & Procedures

Internal Job Posting Policy

Use this sample job posting policy to foster a workplace where qualified employees are encouraged to seek various career...
Subscriber Content
Mon, Oct 9, 2023
Policies & Procedures

Procurement Card Policy

Establish appropriate guidelines, business use, responsibilities and authorization within your company with this sample ...
Subscriber Content
Mon, Oct 2, 2023
Benchmarking Reports

2023 Sarbanes-Oxley Compliance Survey

The results of Protiviti’s 2023 Sarbanes-Oxley Compliance Survey assess SOX internal costs, hours, controls and other tr...
Subscriber Content
Mon, Oct 2, 2023