Internal Controls

The following 550 items are listed by Content Data.

Policies & Procedures

Industrial Leave of Absence Policy

Our sample leave of absence policy for industrial employees outlines procedures and regulations in the United States.
Subscriber Content
Mon, Nov 13, 2023
Guides

Improving Controls Through Integrated Business Planning Guide

This guide offers insights on integrated business planning, which aims to integrate the financial and operational busine...
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Mon, Nov 6, 2023
Guides

Facilitated Meetings Guide

This guide discusses ground rules, meeting purpose statements and techniques for building agreements. It also provides s...
Subscriber Content
Mon, Oct 30, 2023
Audit Reports

Risk Self-Assessment Survey Report

Identify improvements for your organization’s risk management infrastructure and capabilities with this audit report sam...
Subscriber Content
Mon, Oct 30, 2023
Policies & Procedures

Hourly Payroll Policy

Use the general procedures included in this tool to provide some processing consistency when handling hourly payroll and...
Subscriber Content
Mon, Oct 30, 2023
Guides

Sarbanes-Oxley Section 404 Comparison Guide

This guide presents a side-by-side comparison of U.S. Sarbanes-Oxley (SOX) Section 404, C-SOX (Bill 198) in Canada, and ...
Subscriber Content
Mon, Oct 16, 2023
Guides

Internal Audit’s Role in Cybersecurity Guide

This document can be used as a guide for understanding internal audit’s role in an organization’s cybersecurity process....
Subscriber Content
Mon, Oct 16, 2023
Policies & Procedures

Employee Attendance Policy

Document procedures for accounting for absences fairly and equitably with the best practices included in this sample att...
Subscriber Content
Mon, Oct 16, 2023
Policies & Procedures

Grievance Policy

This sample outlines a set of procedures to follow for employees to file grievances and the related resolution process.
Subscriber Content
Mon, Oct 16, 2023
Articles

Repeat Adverse ICFR Assessments

Audit Analytics explores how often companies receive multiple adverse ICFR disclosures and what issues continue to go un...
Subscriber Content
Mon, Oct 9, 2023
Guides

Internal Controls Sustainability Training Guide

This sample guide focuses on building a sustainable internal control process.
Subscriber Content
Mon, Oct 2, 2023
Guides

Self-Assessment Survey Design Guide

In this tool, we’ve compiled a guide that can be used to prepare and design self-assessment surveys.
Subscriber Content
Mon, Oct 2, 2023