Internal Controls

The following 535 items are listed by Content Data.

Policies & Procedures

Change of Access Status Policy

This sample policy defines the conditions for creating, terminating or altering the status of a user’s access to company...
Subscriber Content
Mon, Feb 20, 2023
Policies & Procedures

Baseline Report Testing Policy

The purpose of this policy is to document which reports are designated as key financial reports and determine whether th...
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Mon, Feb 6, 2023
Checklists & Questionnaires

Audit Committee Questionnaire: Auditor Effectiveness

This tool includes a list of questions to consider for soliciting internal audit performance feedback from members of th...
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Mon, Feb 6, 2023
Guides

Strategy Assessment Guide

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...
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Mon, Jan 30, 2023
Articles

Finance Industry Going Concerns Trends

Analyze rising going concern trends with data‑driven insights highlighting risks and financial health challenges across ...
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Mon, Jan 30, 2023
Policies & Procedures

E-Commerce Expenditures Policy

The purpose of this policy is to provide authorization levels and guidelines for e-commerce expenditures.
Subscriber Content
Mon, Jan 30, 2023
Memos

Accounting Policies and Procedures Memo

Assess your organization's accounting policies and procedures with this accounting memo format.
Subscriber Content
Tue, Jan 17, 2023
Policies & Procedures

Business Continuity Management Policy

This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...
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Tue, Jan 17, 2023
Policies & Procedures

Travel and Entertainment Policy

The purpose of this policy is to provide guidelines for travel and entertainment expenses and the procedures for reimbur...
Subscriber Content
Mon, Jan 9, 2023
Guides

Internal Controls and Shareholder Value Guide

This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.
Subscriber Content
Tue, Jan 3, 2023
Methodologies & Models

IT Program and Project Management Capability Maturity Model (CMM)

This capability maturity model can be used to measure the maturity of an organization’s IT program and project managemen...
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Mon, Dec 19, 2022
Policies & Procedures

Background Checks Policy

The following sample outlines a set of policies and procedures for background checks.
Subscriber Content
Mon, Dec 19, 2022