Internal Controls

The following 553 items are listed by Content Data.

Checklists & Questionnaires

Sarbanes-Oxley Section 302: Executive Certification Questionnaire

This tool provides questions organizations should consider when addressing their executive certification requirements.
Subscriber Content
Mon, Feb 13, 2023
Policies & Procedures

Cash Account Reconciliations Policy

This policy provides standard procedures to reconcile cash accounts at a bank.
Subscriber Content
Mon, Feb 13, 2023
Checklists & Questionnaires

Audit Committee Questionnaire: Auditor Effectiveness

This tool includes a list of questions to consider for soliciting internal audit performance feedback from members of th...
Subscriber Content
Mon, Feb 6, 2023
Guides

IT Controls and Governance Guide

Strengthen IT controls and governance to align IT with business goals, manage risks effectively, and drive measurable va...
Subscriber Content
Mon, Feb 6, 2023
Policies & Procedures

Baseline Report Testing Policy

The purpose of this policy is to document which reports are designated as key financial reports and determine whether th...
Subscriber Content
Mon, Feb 6, 2023
Policies & Procedures

E-Commerce Expenditures Policy

The purpose of this policy is to provide authorization levels and guidelines for e-commerce expenditures.
Subscriber Content
Mon, Jan 30, 2023
Guides

Strategy Assessment Guide

In this tool, we’ve compiled a guide that outlines the key recommendations and processes related to an organization’s st...
Subscriber Content
Mon, Jan 30, 2023
Articles

Finance Industry Going Concerns Trends

Audit Analytics examines the notable upsurge of going concerns in the finance industry.
Subscriber Content
Mon, Jan 30, 2023
Memos

Accounting Policies and Procedures Memo

Assess your organization's accounting policies and procedures with this accounting memo format.
Subscriber Content
Tue, Jan 17, 2023
Policies & Procedures

Business Continuity Management Policy

This sample policy contains guidelines and procedures employees should follow when developing, maintaining and exercisin...
Subscriber Content
Tue, Jan 17, 2023
Policies & Procedures

Travel and Entertainment Policy

The purpose of this policy is to provide guidelines for travel and entertainment expenses and the procedures for reimbur...
Subscriber Content
Mon, Jan 9, 2023
Guides

Internal Controls and Shareholder Value Guide

This sample provides an overview of internal controls and how they help with creating shareholder or stakeholder value.
Subscriber Content
Tue, Jan 3, 2023