The following 553 items are listed by Content Data.
Blog
Self Assessment: Launching Here and Soaring Beyond
First Step: Use Self-Assessment Within the Internal Audit DepartmentThe first and simplest way to use the s...
Risk & Control Matrices - RCMs
Manage and Administer Benefits: Healthcare Reimbursement Accounts RCM
This document outlines risks and controls common to the ‘‘manage healthcare reimbursements accounts process’’ in a risk ...
Subscriber Content
Checklists & Questionnaires
IT Infrastructure Control Deficiency Decision Questionnaire
This sample questionnaire helps to determine the severity of any deficiencies cited during the control testing process.
Subscriber Content
Checklists & Questionnaires
Control Design Effectiveness Review Checklist
Document reviewers' comments and responses and address financial reporting assertions with our Control Design Effectiven...
Subscriber Content
Memos
SOX IT Testing Planning Memo
This memo captures details for SOX IT testing, including objectives, project scope, transaction types, key risks, coordi...
Subscriber Content
Newsletters
Corporate Culture: Are You Curious Enough?
In issue 12 of The Bulletin, Protiviti explores the question, “Are organizations curious enough to really understand all...
Subscriber Content
Checklists & Questionnaires
Bank Controls: Information Systems Evaluation Tool
This tool helps to assist management in analyzing the effectiveness of the internal control structure over financial rep...
Subscriber Content
Blog
The Three Components of a Successful Systems Design
What is design risk? To “design” is to create, fashion, execute or construct according to plan. The term de...
Checklists & Questionnaires
Update Testing: Control Self-Assessment Questionnaire
This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Checklists & Questionnaires
General IT Controls Review: Passwords Questionnaire
This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content
Checklists & Questionnaires
International Joint Venture Self-Assessment Checklist
This tool provides questions to consider for self-assessment of an international joint venture.
Subscriber Content
Checklists & Questionnaires
Self-Assessment Questionnaire: IT Security Remediation
This sample is intended to be used to assist with Sarbanes-Oxley Act (SOA) control remediation efforts.
Subscriber Content