The following 553 items are listed by Content Data.
Sarbanes-Oxley CPE Courses
Documenting Processes and Internal Controls (KLplus CPE Course)
This course will give you a fundamental understanding of documenting processes and internal controls.
Checklists & Questionnaires
Internal Audit Quality Assurance Review Planning Meeting Checklist
This sample checklist covers topics to be included for discussion in a quality assurance review (QAR) planning meeting.
Subscriber Content
Blog
What is Transaction Authenticity?
What Is Transaction Authenticity?"Transaction authenticity" can be defined as the authentication of a party...
Audit Reports
Sarbanes-Oxley Section 404 Process Prioritization Audit Report
Enhance your risk management strategy with a practical SOX audit report sample designed for effective business continuit...
Subscriber Content
Newsletters
Is Your Strategy Focused on Digital?
In this edition, Protiviti discusses four important activities for organizations to consider as they contemplate what di...
Subscriber Content
Audit Reports
Controls Monitoring Quarterly Assessment Report
This sample report details an internal audit department’s quarterly assessment of ongoing controls monitoring processes....
Subscriber Content
Checklists & Questionnaires
Auditing Executive Compensation Questionnaire
This tool shares questions to consider when auditing the executive compensation process.
Subscriber Content
Policies & Procedures
Sensitive Data Handling Policy
The purpose of this policy is to ensure that all sensitively classified data is properly handled whether being transmitt...
Subscriber Content
Internal Audit CPE Courses
International Professional Practices Framework (IPPF) (KLplus CPE Course)
This basic-level course is intended for professionals who work on internal audit engagements.
Newsletters
How Long Does It Take to Implement a Patch?
A recent breach has raised serious questions about whether boards of directors and senior management are asking the righ...
Subscriber Content
Blog
Fraud Detection Red Flags
Corporate fraud, employee theft, insurance scams/workers compensation fraud, employer fraud, forgery/falsif...
Audit Reports
Board of Directors Orientation Audit Report
This document provides a board level overview of internal audit and internal controls.
Subscriber Content