Internal Controls

The following 557 items are listed by Content Data.

Blog

The Three Components of a Successful Systems Design

What is design risk? To “design” is to create, fashion, execute or construct according to plan. The term de...
Thu, Jun 7, 2018
Checklists & Questionnaires

Update Testing: Control Self-Assessment Questionnaire

This questionnaire helps to assess if the controls are operating effectively within a business unit.
Subscriber Content
Mon, May 28, 2018
Checklists & Questionnaires

General IT Controls Review: Passwords Questionnaire

This tool provides questions to consider while reviewing general IT controls password standards.
Subscriber Content
Mon, May 21, 2018
Checklists & Questionnaires

International Joint Venture Self-Assessment Checklist

This tool provides questions to consider for self-assessment of an international joint venture.
Subscriber Content
Mon, May 7, 2018
Checklists & Questionnaires

Self-Assessment Questionnaire: IT Security Remediation

This sample is intended to be used to assist with Sarbanes-Oxley Act (SOA) control remediation efforts.
Subscriber Content
Mon, Apr 30, 2018
Sarbanes-Oxley CPE Courses

Documenting Processes and Internal Controls (KLplus CPE Course)

This course will give you a fundamental understanding of documenting processes and internal controls.
Mon, Apr 2, 2018
Checklists & Questionnaires

Internal Audit Quality Assurance Review Planning Meeting Checklist

This sample checklist covers topics to be included for discussion in a quality assurance review (QAR) planning meeting.
Subscriber Content
Mon, Feb 26, 2018
Blog

What is Transaction Authenticity?

What Is Transaction Authenticity?"Transaction authenticity" can be defined as the authentication of a party...
Thu, Feb 15, 2018
Audit Reports

Sarbanes-Oxley Section 404 Process Prioritization Audit Report

Enhance your risk management strategy with a practical SOX audit report sample designed for effective business continuit...
Subscriber Content
Mon, Jan 8, 2018
Newsletters

Is Your Strategy Focused on Digital?

In this edition, Protiviti discusses four important activities for organizations to consider as they contemplate what di...
Subscriber Content
Mon, Jan 1, 2018
Audit Reports

Controls Monitoring Quarterly Assessment Report

This sample report details an internal audit department’s quarterly assessment of ongoing controls monitoring processes....
Subscriber Content
Mon, Jan 1, 2018
Checklists & Questionnaires

Auditing Executive Compensation Questionnaire

This tool shares questions to consider when auditing the executive compensation process.
Subscriber Content
Mon, Dec 11, 2017