Internal Controls

The following 553 items are listed by Content Data.

Blog

Do You Have Adequate Documentation for Your Business Processes?

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...
Fri, Oct 27, 2017
Risk & Control Matrices - RCMs

Purchase Materials and Supplies: P-Card Purchases RCM

This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...
Subscriber Content
Mon, Oct 23, 2017
Audit Reports

IT Risk Assessment Audit Report

This risk assessment audit report outlines findings from a high-level IT risk assessment at a company.
Subscriber Content
Mon, Oct 23, 2017
Newsletters

Time to Take a Fresh Look at ERM

This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
Subscriber Content
Mon, Oct 9, 2017
Blog

A Guide to Self-Assessment Value Proposition

Self-assessment is a process through which an organization utilizes its internal knowledge to identify and ...
Mon, Oct 2, 2017
Newsletters

So, You've Implemented ERM? Take Another Look

This newsletter outlines what’s new in the updated COSO ERM framework and expectations going forward.
Subscriber Content
Mon, Oct 2, 2017
Blog

Comparing U.S. Sarbanes-Oxley with C-SOX (Bill 198) and J-SOX (FIE)

As a result of the infamous Enron and WorldCom scandals, the U.S. reacted with strict guidelines to re-esta...
Mon, Sep 11, 2017
Newsletters

Preparing the Organization for an Economic Downturn

In this issue of Board Perspectives, we discuss how to create a contingency plan that will (a) mitigate the financial im...
Subscriber Content
Mon, Sep 4, 2017
Checklists & Questionnaires

IT Risk Assessment Questionnaire

This tool includes risk assessment questions for both IT management and executive IT management.
Subscriber Content
Mon, Sep 4, 2017
Newsletters

The Future Auditor’s Advancement of the Audit Committee Relationship

In this issue of The Bulletin, Protiviti offers 20 tips on how the future auditor advances the relationship with the aud...
Subscriber Content
Mon, Aug 28, 2017
Internal Audit CPE Courses

Segregation of Duties Principles (KLplus CPE Course)

This course defines segregation of duties and identifies the purpose for establishing and monitoring segregation of duti...
Mon, Jul 31, 2017
Internal Audit CPE Courses

Internal Audit Follow-Up (KLplus CPE Course)

During this module, we will describe the follow-up process in internal auditing.
Mon, Jul 24, 2017