Internal Controls

The following 557 items are listed by Content Data.

Policies & Procedures

Sensitive Data Handling Policy

The purpose of this policy is to ensure that all sensitively classified data is properly handled whether being transmitt...
Subscriber Content
Tue, Dec 5, 2017
Internal Audit CPE Courses

International Professional Practices Framework (IPPF) (KLplus CPE Course)

This basic-level course is intended for professionals who work on internal audit engagements.
Mon, Dec 4, 2017
Newsletters

How Long Does It Take to Implement a Patch?

A recent breach has raised serious questions about whether boards of directors and senior management are asking the righ...
Subscriber Content
Mon, Dec 4, 2017
Blog

Fraud Detection Red Flags

Corporate fraud, employee theft, insurance scams/workers compensation fraud, employer fraud, forgery/falsif...
Fri, Dec 1, 2017
Audit Reports

Board of Directors Orientation Audit Report

This document provides a board level overview of internal audit and internal controls.
Subscriber Content
Mon, Nov 13, 2017
Blog

Do You Have Adequate Documentation for Your Business Processes?

Good process documentation doesn’t just describe how things work—it tells a story of an organization’s modu...
Fri, Oct 27, 2017
Risk & Control Matrices - RCMs

Purchase Materials and Supplies: P-Card Purchases RCM

This document outlines risks and controls common to the p-card purchases component of the “purchase materials and suppli...
Subscriber Content
Mon, Oct 23, 2017
Audit Reports

IT Risk Assessment Audit Report

This risk assessment audit report outlines findings from a high-level IT risk assessment at a company.
Subscriber Content
Mon, Oct 23, 2017
Newsletters

Time to Take a Fresh Look at ERM

This article discusses key questions organizations should ask themselves when implementing ERM, outlines critical aspect...
Subscriber Content
Mon, Oct 9, 2017
Blog

A Guide to Self-Assessment Value Proposition

Self-assessment is a process through which an organization utilizes its internal knowledge to identify and ...
Mon, Oct 2, 2017
Newsletters

So, You've Implemented ERM? Take Another Look

This newsletter outlines what’s new in the updated COSO ERM framework and expectations going forward.
Subscriber Content
Mon, Oct 2, 2017
Blog

Comparing U.S. Sarbanes-Oxley with C-SOX (Bill 198) and J-SOX (FIE)

As a result of the infamous Enron and WorldCom scandals, the U.S. reacted with strict guidelines to re-esta...
Mon, Sep 11, 2017