The following 557 items are listed by Content Data.
Sarbanes-Oxley CPE Courses
Validating Operational Effectiveness (Testing of Controls) (KLplus CPE Course)
This basic-level course provides an overview of Sarbanes-Oxley Section 404 requirements for validating operational effec...
Internal Audit CPE Courses
Implementing Continuous Auditing (KLplus CPE Course)
Take this course to learn a methodology for implementing continuous auditing along with critical success factors.
Internal Audit CPE Courses
Overview of the COSO Internal Control - Integrated Framework (KLplus CPE Course)
The objective of this course is to provide an overview of the Framework and to explain how it is applied at the entity a...
Internal Audit CPE Courses
Using Sampling in Internal Auditing (KLplus CPE Course)
This basic-level course introduces the learner to audit sampling and the role it plays in controls testing as well as fo...
Internal Audit CPE Courses
Introduction to the Internal Audit Profession (KLplus CPE Course)
This basic-level course explains the general purpose, role and skills required of an internal auditor.
Checklists & Questionnaires
Payroll Process Controls Questionnaire
This sample questionnaire helps with evaluating the controls in an organization’s payroll process.
Subscriber Content
Checklists & Questionnaires
Internal Controls Structure Questionnaire
The purpose of this questionnaire is to help in the assessment of a company’s general controls and internal controls by ...
Subscriber Content
Checklists & Questionnaires
Internal Controls Checklist
This sample internal controls checklist provides a list of items to consider when assessing internal controls for common...
Subscriber Content
Blog
COSO ERM Framework: Key Facts You Need to Know
When initiating the project to update its enterprise risk management (ERM) framework, COSO saw opportunitie...
Blog
How to Define Risk Management Goals and Objectives in Your Organization
Risk oversight and risk management are high priorities on the agenda of most organizations. Here are popula...
Risk & Control Matrices - RCMs
Manage Systems Development Lifecycle (SDLC) RCM
Use this risk control matrix to strengthen your organization’s SDLC controls for effective risk management.
Subscriber Content
Process Flows
Acquisition Process Flow
This acquisition process flow focuses on identification and assessment of the target company, due diligence, finalizing ...
Subscriber Content