Internal Controls

The following 557 items are listed by Content Data.

Process Flows

Equity Stock Compensation Process Flow

This process flow focuses on stock awards, stock option exercises, employee stock purchase plans, and stock-based compen...
Subscriber Content
Mon, Oct 31, 2016
Process Flows

Impairment Process Flow

This process flow details the various steps involved in the impairment process, covering determination of reporting unit...
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Mon, Oct 10, 2016
Process Flows

Inventory Process Flow

This process flow details the various steps involved within the manufacturing and inventory processes, including bill of...
Subscriber Content
Mon, Oct 3, 2016
Memos

Sarbanes-Oxley Walkthrough Preparation Memo

This Sarbanes-Oxley process memo informs and prepares business process control managers to engage in “walkthrough” discu...
Subscriber Content
Mon, Oct 3, 2016
Memos

Internal Control Audit Instructions Memo

Access critical insights in our internal control memo to strengthen your company's financial integrity and compliance.
Subscriber Content
Mon, Sep 26, 2016
Process Flows

Property and Equipment Process Flow

This process flow details the various steps involved in managing property and equipment, including write-offs, disposals...
Subscriber Content
Mon, Sep 19, 2016
Memos

Issue Identification Memo

This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Mon, Sep 19, 2016
Memos

Enterprise Accounting System Post-Implementation Review Memo

This review focuses on the configurable application controls, application security, and segregation of duties for the ac...
Subscriber Content
Mon, Sep 12, 2016
Process Flows

Revenue and Accounts Receivable Process Flow

This process flow details the steps involved in the processes within the revenue and accounts receivable function.
Subscriber Content
Mon, Sep 12, 2016
Risk & Control Matrices - RCMs

Application Control Review RCM

This document outlines risks and controls common to the application control review process in a risk and control matrix ...
Subscriber Content
Mon, Aug 15, 2016
Memos

Scope of Application Security Memo

This memo outlines the assumptions and decision used to scope the documentation efforts around application security.
Subscriber Content
Mon, Aug 15, 2016
Memos

Data Governance Review Phase I Memo

This memo documents internal audit's summary of findings from a data governance review.
Subscriber Content
Mon, Aug 1, 2016