Internal Controls

The following 553 items are listed by Content Data.

Process Flows

Property and Equipment Process Flow

This process flow details the various steps involved in managing property and equipment, including write-offs, disposals...
Subscriber Content
Mon, Sep 19, 2016
Memos

Issue Identification Memo

This issue identification memo can be used to notify auditees of specific issues identified during an internal audit.
Subscriber Content
Mon, Sep 19, 2016
Memos

Enterprise Accounting System Post-Implementation Review Memo

This review focuses on the configurable application controls, application security, and segregation of duties for the ac...
Subscriber Content
Mon, Sep 12, 2016
Process Flows

Revenue and Accounts Receivable Process Flow

This process flow details the steps involved in the processes within the revenue and accounts receivable function.
Subscriber Content
Mon, Sep 12, 2016
Risk & Control Matrices - RCMs

Application Control Review RCM

This document outlines risks and controls common to the application control review process in a risk and control matrix ...
Subscriber Content
Mon, Aug 15, 2016
Memos

Scope of Application Security Memo

This memo outlines the assumptions and decision used to scope the documentation efforts around application security.
Subscriber Content
Mon, Aug 15, 2016
Memos

Data Governance Review Phase I Memo

This memo documents internal audit's summary of findings from a data governance review.
Subscriber Content
Mon, Aug 1, 2016
Memos

Cash Applications Observations Memo

This sample memo presents a high-level observation of the review and testing of manual and system controls present in a ...
Subscriber Content
Mon, Jul 25, 2016
Newsletters

COSO ERM: What It Means to the Board

This issue of Board Perspectives summarizes five significant takeaways from the new COSO ERM framework.
Subscriber Content
Mon, Jul 4, 2016
Newsletters

Updated COSO ERM Framework: What's New?

This issue of The Bulletin discusses why the COSO ERM Framework needed to be updated and how the focus is now on what is...
Subscriber Content
Mon, Jun 20, 2016
Memos

Audit Report Rating Memo

This memo outlines a system to use when rating individual audit findings and overall audit reports.
Subscriber Content
Mon, May 23, 2016
Risk & Control Matrices - RCMs

Manage Delivery Process RCM

This document outlines risks and controls common to the "manage delivery" process in a risk control matrix (RCM) format.
Subscriber Content
Mon, May 16, 2016