Internal Controls

The following 553 items are listed by Content Data.

Policies & Procedures

User Authentication and Authorization Policy

The following sample policy outlines a set of policies and procedures governing user authentication and authorization an...
Subscriber Content
Mon, Oct 29, 2012
Process Flows

SOX Process Flow: High-Level Methodology

Discover the SOX process flow methodology for compliance with Section 404 of the Sarbanes-Oxley Act.
Subscriber Content
Mon, Jul 30, 2012
Newsletters

Communicating Critical Enterprise Risks to the Board

In this issue of Board Perspectives: Risk Oversight, we focus on what we define as the top risks that can threaten a com...
Subscriber Content
Mon, Jun 4, 2012
Newsletters

Social Media: What It Means to Your Risk Profile

In this issue of Board Perspectives: Risk Oversight, we reveal 10 examples of business risks to consider associated with...
Subscriber Content
Mon, Feb 6, 2012
Newsletters

Reducing the Risk of Rogue Trading

This issue of Board Perspectives: Risk Oversight provides seven important questions for boards and senior executives to ...
Subscriber Content
Mon, Nov 7, 2011
Process Flows

User Access Security Process Flow

This sample process flow outlines the steps to manage user access changes to company IT systems.
Subscriber Content
Mon, Jun 20, 2011
Newsletters

Finding the Right Chief Risk Officer

In this issue of Board Perspectives: Risk Oversight, we argue what qualifications a company should look for when evaluat...
Subscriber Content
Mon, Mar 7, 2011
Newsletters

Recommendations from Protiviti’s Board Risk Oversight Survey

Prioritize, manage and mitigate organizational risks with Protiviti’s actionable insights based on results from a COSO-s...
Subscriber Content
Mon, Jan 17, 2011
Newsletters

The Current State of Board Risk Oversight

Elevate board risk oversight with disciplined processes, enhanced reporting and proactive approaches to governance.
Subscriber Content
Mon, Jan 3, 2011
Newsletters

Ten Ways Risk Oversight Can Fail

Uncover 10 causes that can contribute to failure of the board’s risk oversight process.
Subscriber Content
Mon, Sep 13, 2010
Protiviti Booklets

Internal Auditing Around the World: Volume 6

In this booklet, we profile nine international companies that value technology-based audit and data analysis techniques ...
Subscriber Content
Mon, Jun 28, 2010
Newsletters

Risk Oversight: A Board Imperative

Included in the inaugural edition of Board Perspectives: Risk Oversight are questions board members should ask of execut...
Subscriber Content
Mon, Nov 16, 2009